Series 7 Exam For Dummies 1,001 Practice Questions

by Rice, Steven M.

• ISBN13: 9781118885741
• ISBN10: 1118885740
• Edition: 1st
• Format: Paperback
• Copyright: 2014-12-22
• Publisher: For Dummies

Summary

1,001 opportunities to practice for the Series 7 Exam

This comprehensive study guide takes you beyond the instruction offered in Series 7 Exam For Dummies, by giving you more practice and review of the major concepts covered in the exam. If you're prepping to take this intense six-hour exam, 1,001 Series 7 Exam Practice Questions For Dummies covers stocks, municipal and corporate bonds, and options—plus rules for acquiring customers and handling accounts and everything else you can expect to encounter on exam day!

This books gives you 1,001 practice opportunities to prepare for the Series 7 Exam, each question explained by providing a detailed, step-by-step solution.

If you're an aspiring financial professional, you'll find all the practice and helpful guidance you need to succeed!

Author Biography

Steven M. Rice is a partner in Empire Stockbroker Training Institute, one of the country’s leading schools for training to the security industry. He is also an instructor at Empire and is the author of Series 7 Exam For Dummies.

Table of Contents

Introduction 1

Part I: The Questions 3

Chapter 1: Underwriting Securities 5

Chapter 2: Equity Securities 17

Chapter 3: Corporate and U.S. Government Debt Securities 27

Chapter 4: Municipal Bonds 41

Chapter 5: Margin Accounts 63

Chapter 6: Packaged Securities 71

Chapter 7: Direct Participation Programs 81

Chapter 8: Options 89

Chapter 9: Portfolio and Securities Analysis 109

Chapter 10: Orders and Trades 123

Chapter 11: Taxes and Retirement Plans 135

Chapter 12: Rules and Regulations 147

Part II: The Answers 169

Chapter 13: Answers 171

Index 345