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Sec Regulation of Public Companies,9780130371850
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Sec Regulation of Public Companies


Author(s): Afterman, Allan B.
ISBN10:  0130371858
ISBN13:  9780130371850
Format:  Paperback
Pub. Date:  1/1/1995
Publisher(s): Prentice Hall

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Table of Contents

(NOTE: Each chapter ends with a Chapter Summary, End Notes, and Discussion Questions.)
1. The Institutional Framework of Securities Regulation.
2. The Process of Raising Capital From the Public.
3. Registration and Reporting Under the 1933 and 1934 Acts.
4. Accounting and Financial Reporting under the Securities Laws.
5. Liability Under the Federal Securities Laws.
6. The Regulation of Corporate Insiders.
7. Proxy Rules and Takeover Regulation.
8. The SEC's Small Business Initiatives.
9. Foreign Issuers and International Offerings.


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