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Stay Out of Court!: The Small Business Owners Guide to Prevent or Resolve Disputes and Avoid Lawsuit Hell,9781932531268
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Stay Out of Court!: The Small Business Owners Guide to Prevent or Resolve Disputes and Avoid Lawsuit Hell


Edition: 1st
Author(s): Caffey, Andrew A.
ISBN10:  1932531262
ISBN13:  9781932531268
Format:  Paperback
Pub. Date:  1/24/2005
Publisher(s): Entrepreneur Press

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SummaryTable of ContentsAuthor Biography

Winning Isn’t Everything… In Fact, It Can Bankrupt You!

Even if a lawsuit brought against you is frivolous and you know you can win, the costs of mounting a defense, hiring lawyers, paying expert witnesses and taking time away from your business to deal with the lawsuit can grow to astronomical levels. A business law attorney, arbitrator and mediator for more than 30 years, Andrew Caffey exposes the secret to protecting yourself from the high cost of lawsuits (a secret most lawyers will never admit to)—it’s better to stay out of court!

Caffey gives you all the tools you need to solve disputes without going to court:

  • Learn conflict-management techniques that improve relationships.
  • Write contracts that actually prevent lawsuits.
  • Deal directly with the other party—no lawyers involved.
  • Use creative techniques that can solve your dispute long before going to court.
  • Write a settlement agreement with an outcome you both agree on.

Most small-business owners can’t afford to go to court. If you take the advice in this book and put it into practice, you won’t have to.

Preface ix
PART I Welcome to Lawsuit Hell
Why Is It So Damn Hot in Here?
3(10)
Litigation: A Voracious Industry Made in America
6(1)
Civil Litigation: An Oxymoron
7(1)
Jury Verdicts Find the Stratosphere
7(1)
The Process Is the Punishment: Extortion by Lawsuit
8(5)
This Is Not Your Father's Lawsuit
13(8)
It's Fast and Front-Loaded
14(1)
Attorney's Fees that Take Your Breath Away
15(1)
Lawsuits Have Changed in the Last 25 Years---Not for the Better
16(5)
The 21st Century Malady: We're All Victims, Every Pitiful One of Us
21(6)
That Victim Thing
21(2)
``If You're a Victim, There Must Be Someone We Can Punish''
23(1)
Lawyers as Champions of Victims Everywhere
24(3)
Waiting for Tort Reform
27(4)
Yes, Something Can Be Done Now!
31(6)
Asserting Your Real Interests---Beyond Winning a Lawsuit
32(1)
Resolving Conflicts Can Improve Relationships
32(2)
Taking Control of Your Destiny
34(3)
PART II Conflict Resolution Skills: Laying the Groundwork to Avoid Costly Disputes
Six Conflict Resolution Techniques that Improve Relationships
37(10)
Step 1: We're All in This Together
37(1)
Step 2: Re-Frame the Conflict
38(2)
Step 3: Gentle Confrontation
40(1)
Step 4: Looking Beyond Positions
41(2)
Step 5: Finding Mutually Beneficial Solutions
43(1)
Step 6: Putting the Settlement in Writing
44(3)
Communication to Avoid Lawsuits
47(8)
Project Accountability
47(3)
B2B Is Always Better than A2A
50(2)
Early Intervention
52(1)
``My Lawyer Can Beat Up Your Lawyer''
53(1)
The Exact Moment When Lawsuits Happen
53(2)
Essential Negotiation Skills
55(16)
Negotiating So Both Sides Can Win
55(1)
Negotiating Principle: Aim Above Your Target
56(1)
Negotiating Principle: Say Yes Whenever Possible
57(1)
Negotiating Principle: Make Small Concessions and Watch Your Concession Patterns
57(3)
Negotiating Principle: More Give and Take
60(1)
Negotiating Principle: Dropping the Hammer
61(1)
Negotiating Principle: The Negotiator's Attitude
62(1)
Merit, More Merit, and Principle
63(2)
Special Considerations When Negotiating Disputes
65(1)
Responding to Threats of Litigation
66(1)
Keeping the Lawyers at Bay: Merit-Based Negotiation
66(1)
Tone It Down and Listen
67(1)
The Last Yard Can Be the Toughest
68(3)
PART III The Court Avoidance Tools at Your Command
Using the Power of Contract to Stay Out of Court!
71(6)
Contracting for Private Dispute Resolution
71(2)
Arbitration and Mediation
73(2)
Presidents in a Bottle
75(2)
Using the Power of Notice: In-Your-Face Fine Print
77(10)
What Works?
79(2)
Cleaning House
81(1)
The Key
82(5)
Controlling Employment Disputes with Internal Corporate Programs
87(4)
Taking It In-House
87(1)
Set Up
88(1)
Who You Gonna Call? The Ombuds Model
89(2)
Controlling the Escalating Dispute
91(12)
Anatomy of a Conflict
91(2)
``Blimey, Cap'n, They're Flying the Jolly Roger!''
93(1)
Containing Your Escalating Conflicts
94(4)
Toward Resolution Out of Court
98(2)
Sometimes You've Got to Fight the Bully
100(3)
PART IV Alternate Dispute Resolution (ADR) Tools
Mediation: The Greatest Dispute Resolution Tool Ever Invented
103(6)
The Mediation Process and What You Can Expect
105(1)
Avoiding Court
106(3)
Arbitration
109(6)
Weighing the Choice: Litigation or Arbitration?
111(1)
Variations on the Arbitration Theme
111(1)
Class Action by Arbitration
112(3)
Mini Trials and Other Creative Techniques
115(4)
The Mini Trial Is Not a Real Trial at All
115(2)
Creative Solutions
117(2)
ADR Organizations That Can Help
119(6)
The Granddaddy AAA
119(2)
CPR Institute for Dispute Resolution
121(1)
JAMS/Endispute
121(4)
PART V The Mindset Key: Establishing an Ethic of Accountability
The Victim's Mindset and Other Enemies of Dispute Resolution
125(8)
``It's Not the Money''
128(1)
Apology Construction: ``Well, excuuuuuse me!!!!''
129(4)
Preparing the Way Out
133(4)
Other Corporate Tools for Accountability in Dispute Resolution
137(12)
Dispute Management Audit
137(2)
Involve the Board of Directors
139(1)
A Statement of Accountability
140(1)
Litigation Means Never Having to Say You're Sorry
141(3)
Putting the Tools to Work
144(5)
PART VI Making the Lawsuit Go Away
The Role and Mindset of Litigating Attorneys
149(4)
Cost/Benefit Settlement Analysis
153(4)
Case Settlement Evaluation: Step One
154(1)
Case Settlement Evaluation: Step Two
155(2)
The Value of Early Intervention
157(6)
The Activist Litigation Client
159(1)
``Stop This Train, I Want to Get Off!''
159(1)
Intervention Points
160(3)
Negotiating a Final Resolution
163(4)
Lawsuit Leverage
163(2)
It All Comes Down to Money
165(1)
Persistence Will Pay Off
166(1)
Creating the Settlement Agreement
167(4)
Clear and Complete
167(1)
It's Over: Get and Give a Release
168(3)
Conclusion: The Perfect Storm
171(4)
Bibliography 175(2)
About the Author 177(2)
Glossary 179(4)
Index 183

Andrew Caffey is a practicing business attorney who has represented some of the largest, best known companies in the world, as well as any small businesses across the United States and Canada. He has co-authored several business law book, has published over 50 feature articles for Entrepreneur magazine and is the author of Franchises & Business Opportunities (Entrepreneur Press 2002).


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