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9780131855892

CIO Wisdom II : More Best Practices

by ;
  • ISBN13:

    9780131855892

  • ISBN10:

    0131855891

  • Edition: 1st
  • Format: Hardcover
  • Copyright: 2005-10-31
  • Publisher: Prentice Hall

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Summary

Preface

1. Preface

This sequel to the best selling CIO Wisdom brings together expert contributions from members, speakers, and friends of the CIO Institute, a Greater Philadelphia Metro Area-based community of practice for CIOs. A complete description and history of this group can be found in Chapter 4, Creating a Community of Practice.

Inspired by the public meetings and private discussions of this elite group of thought leaders, this book covers many areas of interest to CIOs, IT professionals, and business leaders. Featuring new coverage of essential topics found in the original CIO Wisdom, as well several new topics this book should be considered complimentary to the CIO Wisdom, and we encourage you to read that book as well.

2. Book Organization

One of the greatest challenges of any book is determining how to best structure and/or categorize the thoughts and chapters into a flow that is both meaningful and efficient for the reader. That challenge is compounded in this work by the vast array of contributors, writing styles, and intentions of the authors providing the chapters that comprise this text. Further, we wanted to ensure that this collection of material was evenly distributed across a set of timely focus areas. As a result, the chapters have been grouped into the following 5 major categories:

  1. What Makes a CIO Tick? – The personal drivers and pressures facing the CIO

  2. Hardware and Software Technology – Nuts and bolts topics facing the enterprise.

  3. Internal Forces – The internal pressure and value of the CIO

  4. Information Architecture – The mechanics and interconnection of the IT organization with the enterprise.

  5. External Forces – Various pressures, technologies, and compliance opportunities/challenges facing the IT organization.

While each of the authors contributed their own thoughts without prompting or guidance, there are threads that appear between the various works that weave into something interesting. While the reader may cherry-pick their favorite topics and hop around between chapters, connections will appear around every turn. While every CIO has their own way of clustering their view of technology and business, the section grouping in this book is just one way to help you find a starting point for your learning experience. The following paragraphs describe the rationale behind each section.

2.1 What Makes a CIO Tick?

Ever since the dot com bust and the corporate financial reporting scandals of the late 1990s and early 2000s, dramatic changes have been taking place to the internal and external environment in which the CIO operates. This, in turn, has forced CIOs to reevaluate who they are, how they should set their priorities, and how best to react to the dynamic forces of change. In the wake of the Sarbanes-Oxley legislation and the mandated increased board oversight of operations, many CIOs struggle under the intense scrutiny. As the IT operation seeks to maintain its role in the organization, or perhaps gain more influence and respect at the executive table, how the CIO is viewed and how he1 thinks is ever important.

In this section we look at unique role of the CIO and try to understand what drives him.

Chapter 1, "The Changing Role of the CIO," by Phil Laplante and Don Bain, first appeared as an article of the same name in the IEEE's respected magazine, IT Professional. It is reprinted here with permission. In this chapter they examine Nicholas Carr's hypothesis that the role of IT in the organization no longer matters, because it offers no competitive advantage. In fact, because a company can only be at a disadvantage if their IT functions poorly, IT is a commodity. Phil and Don examine Carr's thesis from the perspective of CIO functional roles, reporting structures, and career risk.

In "Scope of the CIO," Tom Costello, a long time industry insider, looks at the evolution of the CIO and the environment around him along several broad dimensions including: organizational structure, governance, mission and function. Tom argues that the role of the CIO has changed over the last 20 years, but that in some ways, it has remained the same. While the old checklist style of IT management may still work at some levels, a well constructed IT Plan may prove to be useful for both the operations of the IT department as well as a roadmap for the career development of the CIO. Finally, the elements and purpose by which such a plan can be constructed are covered.

In the "It's All About Marketing," Autumn Bayles, gives us one perspective on the role of CIO; that of the CIO as "salesperson". We've heard time and again from our member CIOs of the importance of being able to influence colleagues, subordinates, superiors, and especially board members through persuasion (or, marketing, as she puts it), and Autumn addresses her enlightenment in this regard. This is the only chapter written in the first person but we didn't want to change it to third person because it's really a delightful glimpse into the life of one of our Superstar CIOs.

In the last chapter, "Creating a Community of Practice," by Phil Laplante describes the origins and evolution of the Philadelphia Metropolitan Area CIO community of practice, the CIO Institute. It provides the setting from which this book evolved and provides a glimpse at the dynamics and creation of this high-powered group. Some of the situations and issues described here should prove of value to those starting or nurturing a similar community of practice for CIOs or any C-level community, for that matter.

2.2 Hardware and Software Technology

While it is true that many CIOs did not come up through the technical ranks (often through finance or operations) and even the most technical CIOs frequently delegate the most minute details of the technical aspects of the job to subordinates, a CIO needs to be techno-savvy. In this section we look at a selection of the kind of hardware and software technology issues that the CIO most face. In particular, the convergence and integration of hardware and software within the physical operations– security, operations, and supply chain –is noteworthy in each chapter.

In the first chapter, "Securing the IT Facility," Joel Richmon and Paul Nowak look at a frequently overlooked aspect of the IT function – interfacing with the systems that control the physical security of the facility and its employees. Indeed, many CIOs are being tasked with overseeing some aspects of physical security as these systems become increasingly more complex and networked. In some cases, the CIO works in conjunction with a Chief Security Officer (CSO). Whatever the case, the CIO needs to be as aware of facility access control, fire protection and notification, and human identification as he is of firewalls and antispam filters.

Next, David Frigeri looks at the importance of network throughput measurement and improvement of data communications in "Business Critical Applications over the WAN: The Middle Mile." In particular, he discusses why simply increasing bandwidth is not enough to alleviate congestion – you must also understand the underlying communications protocols and how they behave under stress. As he notes, taking advantage of the Internet is a matter of accomplishing two strategic objectives, assessing where the organization or the application is today and what the fu

Author Biography

Dr. Phil Laplante is Associate Professor of Software Engineering at Penn State University and the founder and director of the CIO Institute, a three-year old community of practice for CIOs in the Greater Philadelphia Metro Area.  He is also the Chief Technology Officer of the Eastern Technology Council, a business development organization for the Greater Philadelphia Metropolitan Area. Prior to coming to Penn State he was a senior academic administrator at several other Colleges and Universities.

In addition to his academic career, Dr. Laplante spent almost eight years as a software engineer, project manager, and director of a software consulting firm.  He has authored or edited 20 books and more than 140 other papers, articles and is a highly sought after mentor and coach for CEOs and CIOs.

Dr. Laplante received his B.S., M.Eng., and Ph.D. in Computer Science, Electrical Engineering, and Computer Science, respectively, from Stevens Institute of Technology and an MBA from the University of Colorado.

As the CEO of UpStreme, Mr. Costello currently provides technical and business consulting to corporate CxOÕs, boards of directors, venture capital firms, angels, and investment bankers in the evaluation, planning, and implementation of technologies to meet strategic and tactical business needs.  Mr. Costello has advised both private and public sector organizations ranging from The U.S. Department of State and established top Fortune 500 organizations to early-stage/pre-funded startups.

Mr. CostelloÕs 20 year career has spanned the universe of computing challenges and solutions.  He has formerly held positions with such firms as Cambridge Technology Partners as Director of IT Strategy & Planning, CoreTech Consulting Group as Director of Management Services, U.S. Healthcare as Director of Development, AssetTRADE as both COO and CTO, the QVC Television Network, Shared Medical Systems, and GMIS.

Mr. Costello earned a Bachelor of Science in Management Information Systems from the Indiana University of Pennsylvania, Indiana, PA, where he is currently a member of the Eberly College of Business Advisory Council.

Table of Contents

Preface xix
Acknowledgments xxxi
About the Authors xxxv
Section 1 What Makes a CIO Tick?
The Changing Role of the CIO
1(12)
Phillip A. Laplante
Don M. Bain
Introduction
1(1)
Challenges for the CIO
2(5)
CIO Reporting Relationships
7(2)
CIO Career Risk
9(1)
Conclusions
10(1)
References
11(2)
Scope of the CIO
13(16)
Thomas Costello
Today's CIO
14(4)
Categorizing
18(1)
The IT Plan
19(3)
What You Do For Others: The Approved Portfolio
22(3)
Risk Analysis
25(1)
What Makes Your Plan Great
26(1)
Drawing It All Together
27(2)
It's All About the Marketing
29(6)
Autumn Bayles
Creating a Community of Practice for CIOs
35(18)
Phillip A. Laplante
Introduction
35(1)
History of CIO Institute
36(1)
Community Description
37(6)
Member Profile
43(1)
Operational Details
44(3)
Analysis of Success
47(2)
Future Directions
49(1)
Conclusion
50(1)
References
51(2)
Section 2 Hardware and Software Technology
Securing the IT Facility
53(12)
Joel Richman Jr.
Paul Nowak
Organizational Issues
54(1)
The Two Aspects: Hardware and Software
55(7)
Best Practices: Procedures and Policies
62(3)
Running Business-Critical Applications Over the Internet: ``The Middle Mile''
65(24)
David Frigeri
The Importance of the Network
65(1)
Evolutionary Phases of Internet Readiness
66(6)
The Importance of Measurement
72(3)
A Word on Service-Level Agreements
75(1)
Design
76(1)
Most Common Performance Challenges
77(4)
Case Study
81(8)
Information Management: What's Next?
89(18)
John Wollman
Introduction
89(1)
Is Structured Data Management a Solved Problem?
90(1)
Information Management Value Chain
91(1)
What's Next?
92(7)
The Business Driving Force: Corporate Performance Management
99(5)
What Should Leading IT Groups Be Doing Today?
104(3)
Enterprise Integration: Methods and Technologies
107(20)
Min-Jung Yoo
Raghvinder S. Sangwan
Robin G. Qiu
Introduction
107(1)
Enterprise Integration Essentials
108(3)
Enabling Technologies
111(8)
Emerging Technologies for Business Processes Integration
119(6)
Summary
125(1)
References
125(2)
Toward Collaborative Supply Chains Using RFID
127(18)
Robin G. Qiu
Raghvinder S. Sangwan
Introduction
128(2)
What Is a Collaborative Supply Chain?
130(2)
State-of-the-Art Product-Tracking Technologies
132(3)
An Approach to the Real-Time Visibility of Product Movement on Supply Chains
135(6)
Conclusions
141(1)
References
142(3)
Real-Time, Mission-Critical Business Intelligence: Lessons from the Military and Intelligence Community
145(18)
Alan R. Simon
Introduction
145(1)
Definitions
146(1)
A Tale of Two Architectures
147(5)
Beyond Architecture: Key Principles
152(9)
Conclusions
161(2)
Section 3 Internal Forces
Software Return on Investment (ROI)
163(14)
Phillip A. Laplante
Is Software an Investment or an Expense?
164(2)
What Is Software ROI, and How Is It Defined?
166(1)
Alignment of ROI Analysis and Metrics
167(2)
Typical Financial Calculations of Software ROI
169(6)
References
175(2)
Starting with the Users
177(16)
Melissa Skelton
Gerard Gallucci
Introduction
177(5)
Successes and Failures: Illustrations of ``Why Bother?''
182(5)
What Should a CIO Do About It?
187(6)
Business Process Improvement
193(18)
Peter Kraynak
What a CIO Needs to Know About Business Process
193(4)
What Six Sigma Is and Why It's So Effective
197(3)
An Overview of the DMAIC Framework
200(2)
Case Study of One Company's Six Sigma Success
202(8)
References
210(1)
Section 4 Information Architecture
The Five Ws of IT Outsourcing
211(10)
Phillip A. Laplante
Pawan Singh
Sudi Bindiganavile
Thomas Costello
Mark Landon
What?
212(1)
Why?
213(1)
Who?
213(2)
Where?
215(3)
When?
218(1)
Conclusion
219(1)
References
220(1)
Outsourced Environments
221(12)
Raghvinder S. Sangwan
Introduction
221(1)
Challenges of Outsourcing
222(1)
Managing Outsourced Projects
223(5)
Conclusions
228(1)
References
229(4)
Enterprise Information Architecture
233(16)
Thomas Costello
Enterprise Information Nomenclature
235(1)
How Did We Actually Get Here?
236(2)
What Can a Company Hope to Accomplish with an EIA Effort?
238(1)
What Are the Typical Triggers for an EIA Project?
239(1)
How Do Companies Typically Get Started in Their EIA Efforts?
240(1)
Can an EIA Really Be Implemented?
241(1)
Possible Views of Approaches and Resulting Trade-Offs
242(3)
How Do We Start an EIA Effort?
245(2)
References
247(2)
Adaptive and Aware: Strategy, Architecture, and IT Leadership in an Age of Commoditization
249(22)
Robert T. Kelley
Introduction
249(2)
The IT Landscape
251(4)
The Current State of IT Strategy and Planning
255(2)
The Future of IT Strategic Planning: Enterprise Architecture and the Adaptive Leader
257(8)
21st Century IT: A Roadmap
265(3)
References
268(3)
Section 5 External Forces
Open Source: Time for a Plan
271(12)
Thomas Costello
It's Not Coming---It's Here
271(12)
IT Governance: Toward a Unified Framework Linked to and Driven by Corporate Governance
283(38)
David Pultorak
Introduction
283(2)
Corporate Governance: An Evolving Concept
285(5)
The CPR Framework for Corporate Governance
290(7)
Applying the CPR Framework to IT Governance
297(18)
Call to Action
315(1)
IT Governance Checklist
316(2)
References
318(3)
E-Government
321(20)
Dianah Neff
Introduction
321(1)
E-Government Is Government
322(1)
Chapter Overview
323(1)
Strategic Goals and Objectives
324(6)
Governance
330(4)
Technology
334(3)
Communications and Outreach
337(4)
Compliance
341(18)
John Supplee
Introduction
341(2)
Know Who Is Involved
343(3)
Compliance Staff Structure
346(2)
Institutionalize Compliance (Make It Everyone's Job)
348(4)
Get Involved
352(2)
Communicate Often with Upper Management
354(1)
Talk to Your Outside Auditors
355(1)
Use Regulations to Produce Value, Competitiveness, and Productivity
356(1)
Conclusion
356(1)
References
357(2)
Navigating the IT Procurement and Outsourcing Process
359(42)
Francis X. Taney, Jr.
Introduction
359(2)
Scope Documents and Statements of Work
361(3)
Warranties and Performance Standards
364(4)
Documenting Key Assumptions
368(3)
Compensation Structure
371(2)
Monitoring and Demonstrating Work and Progress
373(3)
Change Orders and Claims for Extra Work and Delay
376(2)
Disaster Planning and Recovery
378(3)
Exit Strategies and Transition Plans
381(2)
Trade Secrets and Other Intellectual Property
383(5)
Key Employees, Restrictive Covenants, and Nondisclosure Agreements
388(3)
Liquidated Damages Provisions and Limitations on Liability
391(4)
Dispute Resolution, Choice of Law and Choice of Forum
395(4)
Conclusion
399(2)
Index 401

Supplemental Materials

What is included with this book?

The New copy of this book will include any supplemental materials advertised. Please check the title of the book to determine if it should include any access cards, study guides, lab manuals, CDs, etc.

The Used, Rental and eBook copies of this book are not guaranteed to include any supplemental materials. Typically, only the book itself is included. This is true even if the title states it includes any access cards, study guides, lab manuals, CDs, etc.

Excerpts

Preface 1. PrefaceThis sequel to the best sellingCIO Wisdombrings together expert contributions from members, speakers, and friends of theCIO Institute,a Greater Philadelphia Metro Area-based community of practice for CIOs. A complete description and history of this group can be found in Chapter 4,Creating a Community of Practice.Inspired by the public meetings and private discussions of this elite group of thought leaders, this book covers many areas of interest to CIOs, IT professionals, and business leaders. Featuring new coverage of essential topics found in the originalCIO Wisdom, as well several new topics this book should be considered complimentary to theCIO Wisdom, and we encourage you to read that book as well. 2. Book OrganizationOne of the greatest challenges of any book is determining how to best structure and/or categorize the thoughts and chapters into a flow that is both meaningful and efficient for the reader. That challenge is compounded in this work by the vast array of contributors, writing styles, and intentions of the authors providing the chapters that comprise this text. Further, we wanted to ensure that this collection of material was evenly distributed across a set of timely focus areas. As a result, the chapters have been grouped into the following 5 major categories:What Makes a CIO Tick? -The personal drivers and pressures facing the CIOHardware and Software Technology -Nuts and bolts topics facing the enterprise.Internal Forces -The internal pressure and value of the CIOInformation Architecture -The mechanics and interconnection of the IT organization with the enterprise.External Forces- Various pressures, technologies, and compliance opportunities/challenges facing the IT organization.While each of the authors contributed their own thoughts without prompting or guidance, there are threads that appear between the various works that weave into something interesting. While the reader may cherry-pick their favorite topics and hop around between chapters, connections will appear around every turn. While every CIO has their own way of clustering their view of technology and business, the section grouping in this book is just one way to help you find a starting point for your learning experience. The following paragraphs describe the rationale behind each section. 2.1 What Makes a CIO Tick?Ever since the dot com bust and the corporate financial reporting scandals of the late 1990s and early 2000s, dramatic changes have been taking place to the internal and external environment in which the CIO operates. This, in turn, has forced CIOs to reevaluate who they are, how they should set their priorities, and how best to react to the dynamic forces of change. In the wake of the Sarbanes-Oxley legislation and the mandated increased board oversight of operations, many CIOs struggle under the intense scrutiny. As the IT operation seeks to maintain its role in the organization, or perhaps gain more influence and respect at the executive table, how the CIO is viewed and how he 1 thinks is ever important.In this section we look at unique role of the CIO and try to understand what drives him.Chapter 1, "The Changing Role of the CIO," by Phil Laplante and Don Bain, first appeared as an article of the same name in the IEEE's respected magazine,IT Professional. It is reprinted here with permission. In this chapter they examine Nicholas Carr's hypothesis that the role of IT in the organization no longer matters, because it offers no competitive advantage. In fact, because a comp

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