More New and Used
from Private Sellers
Currently Available, Usually Ships in 24-48 Hours
180 day subscription
Questions About This Book?
Why should I rent this book?
Renting is easy, fast, and cheap! Renting from eCampus.com can save you hundreds of dollars compared to the cost of new or used books each semester. At the end of the semester, simply ship the book back to us with a free UPS shipping label! No need to worry about selling it back.
How do rental returns work?
Returning books is as easy as possible. As your rental due date approaches, we will email you several courtesy reminders. When you are ready to return, you can print a free UPS shipping label from our website at any time. Then, just return the book to your UPS driver or any staffed UPS location. You can even use the same box we shipped it in!
What version or edition is this?
This is the 2nd edition with a publication date of 1/13/2009.
What is included with this book?
- The New copy of this book will include any supplemental materials advertised. Please check the title of the book to determine if it should include any CDs, lab manuals, study guides, etc.
- The Rental copy of this book is not guaranteed to include any supplemental materials. You may receive a brand new copy, but typically, only the book itself.
This brief guide explains the ins-and-outs of the Sarbanes-Oxley Act, helping you understand how this major legislative change affects CEOs, CFOs, and other financially responsible officers -- and ultimately you in your own business life.
Table of Contents
|Establishment; Administrative Provisions|
|Registration with the Board|
|Auditing, Quality Control, and Independence Standards and Rules|
|Inspections of Registered Public Accounting Firms|
|Investigations and Disciplinary Proceedings|
|Foreign Public Accounting Firms|
|Commission Oversight of the Board|
|Accounting Standards. Funding|
|Services Outside the Scope of Practice of Auditors|
|Audit Partner Rotation|
|Auditor Reports to Audit Committees|
|Conflicts of Interest|
|Study of Mandatory Rotation of Registered Public Accounting Firms|
|Considerations by Appropriate State Regulatory Authorities|
|Public Company Audit Committees|
|Corporate Responsibility for Financial Reports|
|Improper Influence on Conduct of Audits|
|Forfeiture of Certain Bonuses and Profits|
|Officer and Director Bars and Penalties|
|Insider Trades During Pension Fund Blackout Periods|
|Rules of Professional Responsibility for Attorneys|
|Fair Funds for Investors|
|Enhanced Financial Disclosures|
|Disclosures in Periodic Reports|
|Enhanced Conflict of Interest Provisions|
|Disclosures of Transactions Involving Management and Principal Stockholders|
|Management Assessment of Internal Controls Exemption|
|Code of Ethics for Senior Financial Officers|
|Disclosure of Audit Committee Financial Expert|
|Enhanced Review of Periodic Disclosures by Issuers|
|Real Time Issuer Disclosures|
|Analyst Conflicts Of Interest|
|Treatment of Securities Analysts by Registered Securities Associations and National Securities Exchanges|
|Commission Resources And Authority|
|Authorization of Appropriations|
|Appearance and Practice Before the Commission|
|Federal Court Authority to Impose Penny Stock Bars|
|Qualifications of Associated Persons of Brokers and Dealers|
|Studies And Reports|
|GAO Study and Report Regarding Consolidation of Public Accounting Firms|
|Commission Study and Report Regarding Credit Rating Agencies|
|Study and Report on Violators and Violations|
|Study of Enforcement Actions|
|Study of Investment Banks|
|Corporate And Criminal Fraud Accountability|
|Criminal Penalties for Altering Documents|
|Debts Nondischargeable if Incurred in Violation of Securities Fraud Laws|
|Statute of Limitations for Securities Fraud|
|Review of Federal Sentencing Guidelines for Obstruction of Justice and Extensive Criminal Fraud|
|Protection for Employees of Publicly Traded Companies Who Provide Evidence of Fraud|
|Criminal Penalties for Defrauding Shareholders of Publicly Traded Companies|
|White-Collar Crime Penalty Enhancements|
|Attempts and Conspiracies to Commit Criminal Fraud Offenses|
|Criminal Penalties for Mail and Wire Fraud|
|Criminal Penalties for Violations of the Employee Retirement Income Security Act of 1974 Amendment to Sentencing Guidelines Relating to Certain White-Collar Offenses|
|Corporate Responsibility for Financial Reports|
|Corporate Tax Returns|
|Sense of the Senate Regarding the Signing of Corporate Tax Returns by Chief Executive Officers|
|Corporate Fraud And Accountability|
|Tampering with a Record or Otherwise Impeding an Official Proceeding|
|Temporary Freeze Authority for the Securities and Exchange Commission|
|Amendment to the Federal Sentencing Guidelines|
|Authority of the Commission to Prohibit Persons from Serving as Officers or Directors|
|Increased Criminal Penalties under Securities Exchange Act of 1934 Retaliation Against Informants|
|Table of Contents provided by Publisher. All Rights Reserved.|