The Issuer's Guide to PIPEs New Markets, Deal Structures, and Global Opportunities for Private Investments in Public Equity

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  • Edition: 1st
  • Format: Hardcover
  • Copyright: 2009-12-16
  • Publisher: Bloomberg Pr
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Regulatory changes, market fluctuations and new deal structures have ushered in a new era for the PIPEs market. Companies must understand the complexities of what is now a global market, with private investment in public equity now expanding in the US as well as in Asia and Europe. The author brings together an all-star cast of contributors in this follow-up to PIPEs: A Guide to Private Investments in Public Equity, focusing this new book on the most prescient topics for informed readers. With chapters on international PIPEs, new deal structures, the latest legal complications, and the most recent regulation, Dresner's new book details the changes in the PIPEs market, with an emphasis on the matters most closely tied to issuers.

Author Biography

Steven Dresner is the founder of DealFlow Media. Dresner is the author of PIPEs: A Guide to Private Investments in Public Equity (Bloomberg, 2006) and has been quoted in Barron's, the New York Times, the Wall Street Journal, and other major media outlets. Dresner lives in New York.

Table of Contents

About the Editorp. xi
About the Contributing Editorsp. xiii
About the Contributorsp. xv
Acknowledgmentsp. xxvii
Introductionp. 1
State of the Market
PIPEs and Registered Directsp. 9
PIPE Market Statisticsp. 29
International PIPEs: Private Placements by-Australian Securities Exchange-Listed Companiesp. 47
International PIPEs: Rules, Regulations, and an Overview of the Capital Markets in the United Kingdomp. 65
Developing Aftermarket Support and Liquidityp. 81
Legal And Accounting Issues
Legal and Regulatory Overviewp. 97
Listing Considerationsp. 121
Registration Issuesp. 143
Valuation of PIPEsp. 159
Placement Agent Agreementsp. 175
Deal Structures and Term Sheets
Registered Directsp. 191
Common Stock Transactionsp. 205
Structured PIPEsp. 225
Equity Lines of Creditp. 259
Alternative Deal Structures
Shell Mergers and Spacsp. 283
Reverse Mergersp. 229
Anatomy of a Chinese APOp. 323
Afterwordp. 337
Glossaryp. 341
Indexp. 360
Table of Contents provided by Ingram. All Rights Reserved.

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