Building a World-Class Compliance Program: Best Practices and Strategies for Success

by Martin T. Biegelman; Contributions by: Daniel R. Biegelman

• ISBN13: 9780470278406
• ISBN10: 0470278404
• Format: eBook
• Copyright: 2008-06-01
• Publisher: Wiley

Summary

Written by a long-standing practitioner in the field, this timely and critical work is your best source for understanding all the complex issues and requirements associated with corporate compliance. It provides clear guidance for those charged with protecting their companies from financial and reputational risk, litigation, and government intervention, who want a robust guide to establish an effective compliance program.

Table of Contents

Preface

Acknowledgements

Why Ethics and Compliance Will Always Matter

Tone at the Top and Throughout

The Growth and Evolution of Compliance

Caremark and Sarbanes-Oxley: Enhancing Compliance

CA's Compliance Rebirth: Don't Lie, Don't Cheat, Don't Steal

The International Landscape of Compliance

Compliance Programs and Anti-Money Laundering Efforts

Interview with an Ethics and Compliance Thought Leader

Building a World-Class Compliance Program: The Seven Steps in Practice (Part I).

Building a World-Class Compliance Program: The Seven Steps in Practice (Part II).

Recognizing Compliance Excellence: Premier, Incand Winning the Baldrige Award

Designing Robust Fraud Prevention Policies: The Airservices Australia Fraud Control Plan

The Skunk in the Room

Summary of the 2004 Federal Sentencing Guidelines Amendments and Recommended Action Steps

Sample Compliance Program Charter

Resources for Compliance Professionals

Index

Table of Contents provided by Publisher. All Rights Reserved.