Does Your Broker Owe You Money? : If You've Lost Money in the Market and It's Your Broker's Fault--You Can Get It Back

by Solin, Daniel R.

• ISBN13: 9780399533365
• ISBN10: 0399533362
• Format: Paperback
• Copyright: 2006-11-07
• Publisher: Perigee Trade

Summary

From the author of The Smartest Investment Book You'll Ever Read. Noted securities attorney Daniel R. Solin exposes the tricks used by brokerage firms to convince you that you need their services and that they add value through their much-hyped knowledge and expertise of financial markets.

Author Biography

Daniel R. Solin is a leading securities arbitration lawyer and a principal in Academic Wealth Management, LLP, a Registered Investment Advisor (academicwealth.com). Formerly the host of his own financial cable television show in Southwest Florida, he is a much sought after speaker.

Table of Contents

What's New?	xi
Your Broker Just Might Owe You Money	1	(18)
You and Your Broker: A Relationship Fraught with Conflicts	19	(26)
Ripped Off by Broker Fraud	45	(34)
Not Even Mutual Funds Are Free of Conflicts	79	(24)
Unsuitability: What's a Good Investment Strategy for You?	103	(16)
Boring Theories, Big Bucks	119	(32)
The Solin Theories for Recovering Losses from Your Broker	151	(16)
Mandatory Arbitration---A National Disgrace	167	(6)
Making Your Claim: Alone or with a Lawyer	173	(16)
Whom Do You Sue?	189	(20)
Filings, Discovery, Motions, Negotiations, and Settlements	209	(14)
Arbitration Proceedings and Decisions	223	(14)
The Final Word	237	(4)
Glossary	241	(8)
Bibliography	249	(4)
NASD Discovery Guide (Appendix A)	253	(10)
Investment Policy Statement (Appendix B)	263	(10)
Copyrights and Permissions	273	(2)
Publisher's Note	275	(2)
Index	277