Market Abuse Regulation Commentary and Annotated Guide

by Ventoruzzo, Marco; Mock, Sebastian

• ISBN13: 9780198871095
• ISBN10: 0198871090
• Edition: 2nd
• Format: Hardcover
• Copyright: 2022-10-31
• Publisher: Oxford University Press

Summary

Now a volume in the Oxford EU Financial Regulation Series, the second edition of Market Abuse Regulation has been updated to reflect the impact of a number of major developments in legislation and case law following the implementation of the EU Market Abuse Regulation (MAR).

Written by leading scholars in the field of capital markets law from a number of European jurisdictions, the book is divided into two main parts. The first consists of chapters considering relevant issues by topic, including aspects not directly addressed by MAR such as enforcement, and the impact of US securities regulation. The second part provides article-by-article commentary on the Regulation, with a detailed and technical analysis of its terms.

Both parts have been updated to reflect important developments such as amendments to directives and new regulations regarding the promotion of the use of SME growth markets. The second edition includes additional chapters on sanctions. One new chapter deals exclusively with the criminal sanctions (including CRIM-MAD), and another addresses in much greater detail private enforcement in key jurisdictions (France, Germany, Italy, the Netherlands and Spain), which is neither addressed by the MAR nor harmonized by other European legislation. This chapter on private enforcement is also accompanied by another dealing with aspects of private international and international civil procedural law. The existing chapters have also been updated to bring them fully up to date.

Author Biography

Marco Ventoruzzo, Professor of Business Law, Bocconi University,Sebastian Mock, Professor of Business Law, Vienna University of Economics and Business - Institute for Civil and Civil Procedural Law

Marco Ventoruzzo is Full Professor of Business Law at Bocconi University in Milan and Full Professor of Law at Penn State Law School (where is also an Affiliated Professor at the School of International Affairs). He has directed the Max Planck Institute of Luxembourg on financial markets regulation
and is currently a scientific member of this Institution.

Sebastian Mock is Professor of Business law at Vienna University of Economics and Business - Institute for Civil and Civil Procedural Law. He was previously lecturer in the Faculty of Law at the University of Hamburg, where he teaches on German and European company law and the law of obligations,
and is a member of the New York bar. The contributors are some of the leading scholars in the field of capital market law from a number of European jurisdictions.

Table of Contents

PART A: ANNOTATED GUIDE
A1. History, Application, Interpretation, and Legal Sources of the Market Abuse Regulation, Sebastian Mock
A2. The Concept of Insider Dealing, Marco Ventoruzzo
A3. The Concept of Market Manipulation, Sebastian Mock
A4. Public Disclosure of Inside Information and Market Abuse, Alain Pietrancosta
A5. Public Enforcement of the Market Abuse Regulation, Sofie Cools
A6. Private Enforcement of the Market Abuse Regulation in European Law (Austria and Germany; France; Italy; The Netherlands; Spain), Johannes Flume, Alain Pietrancosta, Paolo Guidici, Danny Busch, David Pérez Millán, Fernando Marín de la Bárcena
A7. Market Abuse Regulation in International Jurisdiction and Conflict of Laws, Susanne Zwirlein- Forschner
A8. Criminal Sanctions, Enrico Basile
PART B: COMMENTARY
B1. General Provisions, Sebastian Mock; Stefano Lombardo
B2. Inside Information, Insider Dealing, Unlawful Disclosure of Inside Information, and Market Manipulation, Marco Ventoruzzo; Chiara Picciau; Jesper Lau Hansen; Chiara Mosca; Morten Kinander; Aurelio Gurrea- Martínez
B3. Disclosure Requirements, Alain Pietrancosta; Marco Dell'Erba
B4. ESMA and Competent Authorities, Johannes Zollner
B5. Administrative Measures and Sanctions, Sofie Cools
B6. Delegated Acts and Implementing Acts, Sebastian Mock
B7. Final Provisions, Sebastian Mock