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9780314211446

Regulation of Financial Institutions: By Howell E. Jackson and Edward L. Symons, Jr

by
  • ISBN13:

    9780314211446

  • ISBN10:

    0314211446

  • Edition: 1st
  • Format: Hardcover
  • Copyright: 1999-10-01
  • Publisher: WEST PUBLISHING CORP

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Summary

This casebook on regulations of financial institutions reflects a financial industry that has become increasingly integrated in the last 20 years. It brings together materials that traditionally have been covered in separate courses on banking law insurance law, securities regulation, mutual funds, and pensions.

Table of Contents

Preface v
Table of Contents
ix
Table of Cases and Regulatory Decisions
xvii
Table of Authorities
xxiii
PART I---INTRODUCTION
The Business of Financial Institutions
1(26)
PART II---DEPOSITORY INSTITUTIONS
Banking History, Chartering and Antitrust
27(90)
The Regulation of Bank Activities
117(124)
Regulation of Organizational Structure
241(70)
Troubled and Failed Banks
311(114)
PART III---INSURANCE INDUSTRY
Introduction to Insurance Regulation
425(30)
Issues in Insurance Regulation
455(124)
Federal-State Relations in Insurance
579(74)
PART IV---THE SECURITIES INDUSTRY
Introduction to the Securities Industry
653(22)
The Regulation of Broker-Dealers
675(76)
The Regulation of Trading Markets
751(60)
PART V---THE INVESTMENT COMPANY INDUSTRY
Introduction to Investment Companies
811(28)
The Regulation of Investment Companies
839(132)
PART VI---INTER-INDUSTRY COMPETITION
Innovations in Insurance Products
971(62)
Depository Institutions in the Securities Business
1033(80)
Depository Institutions in Insurance
1113(30)
Index 1143

Supplemental Materials

What is included with this book?

The New copy of this book will include any supplemental materials advertised. Please check the title of the book to determine if it should include any access cards, study guides, lab manuals, CDs, etc.

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