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9781481289641

65 Sample Exams for the Uniform Investment Adviser Law Examination

by
  • ISBN13:

    9781481289641

  • ISBN10:

    1481289640

  • Format: Paperback
  • Copyright: 2012-12-22
  • Publisher: Createspace Independent Pub

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Supplemental Materials

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Summary

This book will help investment professionals pass the Uniform Investment Adviser Law Examination. McCaulay's Series 65 Sample Exams contains four practice exams. The sample questions are the type that are most likely to appear on the Series 65 test and are in the same format as those on the exam. The questions are straightforward multiple choice questions with four choices and one best answer.The book contains exams with a total of 520 questions, the equivalent of four complete 130-question Series 65 Tests. Each 130-question practice test is followed by the answer key. After the answer key, the practice exam is displayed with the answers shown. If the question is a math question, the formulas to solve the question are shown. The questions by topic are in the same proportion as the topic weightings on the Series 65 Test The questions cover every topic covered on the Series 65 Test, including Economic Factors and Business Information; Investment Vehicle Characteristics; Client Investment Recommendations and Strategies; and Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices.

Supplemental Materials

What is included with this book?

The New copy of this book will include any supplemental materials advertised. Please check the title of the book to determine if it should include any access cards, study guides, lab manuals, CDs, etc.

The Used, Rental and eBook copies of this book are not guaranteed to include any supplemental materials. Typically, only the book itself is included. This is true even if the title states it includes any access cards, study guides, lab manuals, CDs, etc.

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