Financial Markets and Exchanges Law

by Blair, Michael; Walker, George; Willey, Stuart

• ISBN13: 9780198827528
• ISBN10: 0198827520
• Edition: 3rd
• Format: Hardcover
• Copyright: 2021-05-25
• Publisher: Oxford University Press

Author Biography

Michael Blair, 3VB,George Walker, School of Law, Queen Mary, University of London,Stuart Willey

Michael Blair QC is in independent practice at the Bar of England and Wales specialising in financial services. Previously General Counsel to the Board of the Financial Services Authority. Queen's Counsel honoris causa 1996.

George Walker is Professor in International Financial Law at School of Law, Queen Mary University of London and is a member of the Centre for Commercial Law Studies (CCLS). He is also a Barrister and Member of the Honourable Society of Inner Temple in London.

Stuart Willey is Counsel and Head of the Regulatory Practice in the Banking & Capital Markets group of White & Case in London. Stuart specializes in financial regulation focusing on the securities markets, banking and insurance.

Table of Contents

PART I FINANCIAL MARKETS
1. Financial Markets and Exchanges, George Walker
2. Exchange Review, Regulation, and Evolution, George Walker
3. UK Central Banking and Financial Stability, Mark Kalderon
PART II UK SECURITIES MARKETS
4. Recognized Investment Exchanges (RIEs) and Recognized Clearing Houses (RCHs), Bob Penn and Alex Forzani
5. The Listing, Prospectus, and Disclosure and Transparency Rules, Will Pearce and Jamie Corner
6. MiFID/MiFIR and the New Trading Architecture, Stuart Willey
7. Multilateral Trading Facilities (MTFs), Bob Penn and Nadia Pascal
8. Transaction Reporting, Saima Hanif
PART III UK DERIVATIVES, MONEY, AND DEBT MARKETS
9. London Stock Exchange: Regulation of the Main Market and Alternative Investment Market (AIM), Sean Schneider
10. UK Government Debt Management and the Gilt Market, Stuart Willey
11. UK Derivatives and Commodities Markets, Emma Dwyer
PART IV UK PAYMENT AND SETTLEMENT
12. UK Payment Systems, Jonathan Rogers
13. UK Settlement, Madeleine Yates
PART V NEW FINTECH IN FINANCIAL MARKETS AND INFRASTRUCTURE
14. Impact on Markets, Settlement, Custody, and Payment Systems, Joanna Perkins
15. Impact on Regulation of Financial Markets, Philip Treleaven and Sally Sfeir-Tate
PART VI EUROPEAN SECURITIES MARKETS SUPERVISION
16. The European System of Financial Supervision, Stuart Willey
17. Regulation of European Markets and Exchanges, Markus Kaempf and Peter Nobel
PART VII INTERNATIONAL SECURITIES, INCLUDING MARKETS AND CLEARING SYSTEMS
18. The Architecture of International Financial Regulation, Eva H?pkes
19. International Settlement, Madeleine Yates
20. Global Custody, Madeleine Yates
21. Credit Rating Agencies, Charlotte Eborall
22. US Equity Market Structure, Edward L Pittman
23. Hong Kong Markets and Exchanges, Douglas W Arner and Berry FC Hsu
24. Islamic Securities Exchanges, Peter Casey