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9780314172655

Investment Adviser Regulation in a Nutshell

by ;
  • ISBN13:

    9780314172655

  • ISBN10:

    0314172653

  • Edition: 1st
  • Format: Paperback
  • Copyright: 2008-01-08
  • Publisher: West Academic Publishing
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Supplemental Materials

What is included with this book?

Summary

This book is designed for those interested in learning the fundamentals of investment adviser regulation as set forth primarily in the Investment Advisers Act of 1940 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder. in particular, it is targeted towards investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds and collateralized debt obligation (CDO) funds will likely find it useful as well.

Supplemental Materials

What is included with this book?

The New copy of this book will include any supplemental materials advertised. Please check the title of the book to determine if it should include any access cards, study guides, lab manuals, CDs, etc.

The Used, Rental and eBook copies of this book are not guaranteed to include any supplemental materials. Typically, only the book itself is included. This is true even if the title states it includes any access cards, study guides, lab manuals, CDs, etc.

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