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9780471683728

Modern Microwave And Millimeter-wave Power Electronics

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  • ISBN13:

    9780471683728

  • ISBN10:

    0471683728

  • Edition: 1st
  • Format: Hardcover
  • Copyright: 2005-04-19
  • Publisher: Wiley-IEEE Press
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Summary

A comprehensive study of microwave vacuum electronic devices and their current and future applications While both vacuum and solid-state electronics continue to evolve and provide unique solutions, emerging commercial and military applications that call for higher power and higher frequencies to accommodate massive volumes of transmitted data are the natural domain of vacuum electronics technology. Modern Microwave and Millimeter-Wave Power Electronics provides systems designers, engineers, and researchers-especially those with primarily solid-state training-with a thoroughly up-to-date survey of the rich field of microwave vacuum electronic device (MVED) technology. This book familiarizes the R&D and academic communities with the capabilities and limitations of MVED and highlights the exciting scientific breakthroughs of the past decade that are dramatically increasing the compactness, efficiency, cost-effectiveness, and reliability of this entire class of devices. This comprehensive text explores a wide range of topics: Traveling-wave tubes, which form the backbone of satellite and airborne communications, as well as of military electronic countermeasures systems Microfabricated MVEDs and advanced electron beam sources Klystrons, gyro-amplifiers, and crossed-field devices "Virtual prototyping" of MVEDs via advanced 3-D computational models High-Power Microwave (HPM) sources Next-generation microwave structures and circuits How to achieve linear amplification Advanced materials technologies for MVEDs A Web site appendix providing a step-by-step walk-through of a typical MVED design process Concluding with an in-depth examination of emerging applications and future possibilities for MVEDs, Modern Microwave and Millimeter-Wave Power Electronics ensures that systems designers and engineers understand and utilize the significant potential of this mature, yet continually developing technology. SPECIAL NOTE: All of the editors' royalties realized from the sale of this book will fund the future research and publication activities of graduate students in the vacuum electronics field.

Author Biography

ROBERT J. BARKER, PhD, is the program manager for ElectroEnergetic Physics at the U.S. Air Force Office of Scientific Research. A Fellow of both the IEEE and the U.S. Air Force Research Laboratory, he is coeditor of High-Power Microwave Sources and Technologies (Wiley-IEEE Press).

JOHN H. BOOSKE, PhD, is a professor of Electrical and Computer Engineering at the University of Wisconsin at Madison. He has published over ninety peer-reviewed journal articles and has received the University of Wisconsin's prestigious Chancellor's Distinguished Teaching Award and the Vilas Associates Award for research excellence.

NEVILLE C. LUHMANN Jr., PhD, is a professor in the departments of Applied Physics and Electrical and Computer Engineering at the University of California at Davis. He won the 1994 Robert L. Woods/DoD Award for Excellence in Vacuum Electronics.

GREGORY S. NUSINOVICH, PhD, is a Fellow of the IEEE and a senior research scientist with the Institute for Research in Electronics and Applied Physics at the University of Maryland at College Park.

Table of Contents

Foreword xxi
Preface xxiii
Acknowledgments xxv
Contributors xxvii
Acronyms and Abbreviations xxxi
Introduction and Overview
1(34)
John H. Booske
Robert J. Barker
Setting and Motivation
1(3)
Fundamental Physical Differences Between Solid-State and Vacuum Microwave Power Electronics
4(7)
Managing the Residual Electron Stream Energy
7(1)
The High Peak Power Difference
8(1)
An Instructive Example: Satellite Transmitters
9(2)
The Advantages of Solid-State Electronics
11(4)
Size Matters
15(1)
Choosing the Appropriate Technology
16(4)
Correcting Some Myths
20(7)
Summary of Solid State Versus Vacuum Electronics Comparison
27(1)
Organization and Scope of this Book
27(8)
Acknowledgments
32(1)
References
32(3)
Historical Highlights
35(72)
Neville C. Luhmann, Jr.
Gregory S. Nusinovich
Daniel M. Goebel
Introduction
35(2)
Principles of Operation and Basic Types of MVEDs
37(6)
The 1940s and the Birth of Practical MVEDs
43(6)
Crossed-Field Devices
43(2)
Klystrons
45(1)
Slow-Wave Devices
45(2)
Supporting Technologies
47(1)
Applications
48(1)
The 1950s and the Blossoming of MVED R&D
49(8)
Slow-Wave Devices
49(2)
Fast-Wave Devices
51(2)
Crossed-Field Devices
53(2)
Parametric Amplifiers
55(1)
Supporting Technologies
55(1)
Applications
56(1)
The 1960s: Continued Growth Fueled by the Cold War
57(13)
Fast-Wave Devices
57(2)
Crossed-Field Devices
59(1)
Slow-Wave Devices
60(4)
Cyclotron Wave Electrostatic Amplifiers
64(1)
Plasma-Based Devices
64(1)
Supporting Technologies
65(1)
Applications
66(4)
The 1970s: New MVED Students, Gyrotrons for Fusion, and HPM Is Born
70(5)
Slow-Wave Devices
70(1)
Gyrotron Development and Controlled Thermonuclear Fusion
71(2)
High-Power Microwave (HPM) Devices
73(2)
Supporting Technologies
75(1)
Applications
75(1)
The 1980s: HPM Blossoms, Gyro-Devices for Radars, and Satcom Fuels TWT Growth
75(7)
HPM Devices
76(1)
Microfabricated Devices
77(1)
Gyrotrons
77(3)
Slow-Wave Devices
80(1)
Applications
81(1)
The 1990s: New Surge of Defense R&D, Satcom TWTs Continue, and Linacs Spur MVED Capabilities
82(7)
Slow-Wave Devices
82(1)
Gyrotrons
83(1)
HPM Devices
84(4)
Parametric Amplifiers
88(1)
Applications
88(1)
Solid-State Device History and Trends
89(2)
Conclusions
91(16)
Acknowledgments
91(1)
References
91(16)
Klystrons
107(64)
George Caryotakis
Historical Background and Applications
107(12)
Basic Klystron Capabilities
107(1)
Early Historical Roots
108(6)
Established Klystron Applications
114(2)
Capabilities of Modern Klystrons
116(3)
Kinematic Theory of Velocity Modulation
119(13)
Introduction
119(1)
Two-Cavity ``Bunching'' Theory
119(5)
Small-Signal Analysis for the Coupling Coefficient
124(7)
Beam-Loading
131(1)
Space-Charge Wave Theory
132(15)
Introduction
132(2)
Fundamental Space-Charge Wave Analysis
134(3)
Determination of Plasma Reduction Factor
137(3)
Small-Signal Beam-Loading Analysis
140(7)
Gain-Bandwidth Calculations
147(10)
Introduction
147(1)
Small-Signal Stagger-Tuning Theory
147(7)
Large-Signal Methods
154(2)
Design of the SLAC ``B-Factory'' Klystron (BFK)
156(1)
Advanced Klystron Configurations
157(11)
Extended Interaction Klystrons (EIKs)
157(3)
Multiple-Beam Klystrons (MBKs)
160(4)
Sheet-Beam Klystrons (SBKs)
164(4)
A Note on the Appendices
168(3)
References
168(3)
Traveling-Wave Tubes (TWTs)
171(76)
John H. Booske
David R. Whaley
William L. Menninger
Roger S. Hollister
Carter M. Armstrong
Introduction
171(2)
Physics of Operation
173(17)
Overview
173(2)
Mathematical Model
175(5)
Small-Signal Regime
180(3)
Large-Signal Regime
183(2)
Circuit Modifications: Attenuation and Severs, Velocity Tapers, and Dispersion Control
185(2)
Axial Space-Charge Reduction: Plasma Frequency Reduction Factor
187(1)
Magnetic Focusing
188(1)
Two- and Three-Dimensional Effects
189(1)
Spent Beam Energy Recovery
190(1)
Modern Space-Qualified Traveling-Wave Tubes
190(26)
Overview
190(8)
Modern Space TWT Features
198(18)
Conclusions
216(1)
FEA Cathode TWTs
216(8)
Introduction
216(2)
Current Progress
218(6)
Microwave Power Modules (MPMs)
224(11)
Introduction
224(3)
Illustrative MPM Accomplishments
227(4)
Future Directions for MPMs
231(4)
Summary and Future Opportunities
235(12)
Acknowledgments
237(1)
References
237(10)
Gyro-Amplifiers
247(42)
Bruce G. Danly
Gregory S. Nusinovich
John C. Rodgers
Neville C. Luhmann, Jr.
David B. McDermott
Victor L. Granatstein
Anthony T. Lin
Introduction
247(8)
Importance of Gyro-Amplifiers
248(1)
Physics of Operation
248(4)
Advantages and Limitations
252(3)
Gyroklystrons and Gyrotwystrons
255(6)
Gyroklystrons
256(4)
Gyrotwystrons
260(1)
Gyro-TWTs
261(11)
Review of Early Gyro-TWT Experiments
261(1)
Distributed-Loss Gyro-TWTs
262(7)
TE21 Second-Harmonic Gyro-TWT Amplifier
269(1)
Coupled-Mode Gyro-TWTs
270(1)
Gyro-Peniotron
271(1)
New Concepts
272(3)
Frequency-Multiplying Gyro-Amplifiers
272(3)
Quasi-Optical Gyro-Amplifiers
275(1)
Noise in Gyro-Amplifiers
275(6)
Shot Noise and Phase Noise in Gyroklystrons
276(1)
Noise in Frequency-Multiplying Gyro-Devices
277(4)
Future Work and Applications
281(1)
Summary
281(8)
Acknowledgments
282(1)
References
282(7)
Crossed-Field Devices
289(54)
Ronald M. Gilgenbach
Yue-Ying Lau
Hunter McDowell
Keith L. Cartwright
Thomas A. Spencer
Introduction
289(2)
Basic Principles of Operation of Crossed-Field Devices
291(7)
Basic Physics of Crossed-Field Devices
291(5)
Magnetron Analysis and Design
296(2)
Fundamental Theory of Crossed-Field Electron Flow
298(4)
Noise in Crossed-Field Devices
302(16)
Injected-Beam Crossed-Field Amplifiers
303(4)
Magnetrons
307(4)
Emitting-Sole Noise Generators
311(1)
Emitting-Sole CFAs
311(5)
Conclusions
316(2)
Recent Crossed-Field Noise and Phase-Locking Experiments
318(8)
Introduction
318(1)
Noise Reduction via Azimuthally Varying Axial Magnetic Field
318(5)
Injection-Locking of Magnetrons
323(3)
Relativistic Magnetron Experiments and Simulations
326(8)
Relativistic Magnetron Experimental Configuration at UM
326(1)
Modern Simulation Techniques for CFD Design
327(2)
Experimental Results from UM Relativistic Magnetron
329(1)
Comparison of Simulations to Experimental Data
330(4)
Future Directions of CFD Research
334(9)
Acknowledgments
336(1)
References
337(6)
Microfabricated MVEDs
343(50)
Glenn P. Scheitrum
Introduction
343(10)
Competitive Advantages over Solid State at Millimeter Wavelengths
344(2)
Overview of Microfabrication of MVEDs
346(1)
Early Attempts at Microfabricated MVEDs
347(6)
Microfabrication Methods and Tools
353(11)
LIGA
353(4)
SU-8 LIGA
357(1)
MEMS
357(4)
Laser Ablation Micromachining
361(1)
Electric Discharge Machining
362(1)
Comparison of Microfabrication Methods for RF Structures
363(1)
Common Challenges with Microfabrication of RF Circuits
364(6)
Vacuum Issues
365(1)
Cavity Qs/RF Circuit Losses
365(1)
Dimensional Accuracy of Cavities/Circuits
366(1)
Alignment and Registration of Circuit Components
367(1)
Beam Transport/Magnetic Focusing
368(1)
Heat Transfer: CW and Pulse Heating
369(1)
Cold Testing, Magnetic Measurements, Hot Testing
370(1)
Current Programs Using Microfabrication for MVEDs
370(13)
W-Band Klystrino
370(5)
Terahertz BWO
375(2)
NASA JPL 1.2-THz Reflex Klystron
377(2)
Wisconsin Terahertz Folded-Waveguide TWT (FWTWT)
379(1)
SNU Ka-Band Folded-Waveguide TWT (FWTWT)
380(1)
1.2-THz SU-8 Reflex Klystron (University of Leeds)
380(1)
Agere Triode Work
380(3)
Cost Issues Related to Microfabrication
383(2)
Future Directions
385(3)
Lithographic Manufacturing with Multiple Modules on a Single Substrate
385(1)
Microfabricated Electron Source and RF Circuit on a Single Substrate
385(1)
Microwave Source, RF Components, and Load on a Single Substrate
386(1)
Alternate Materials for Microfabrication
386(1)
Micromolding
387(1)
Microfabrication Resources in Print and on the Web
388(1)
Summary
389(4)
Acknowledgments
389(1)
References
390(3)
Advanced Electron-Beam Sources
393(52)
Ryan J. Umstattd
Introduction and Motivation
393(1)
Electron Emission Overview
394(1)
Cathode Technologies
395(26)
Thermionic Cathodes
395(9)
Secondary Electron Emission (SEE) Cathodes
404(4)
Field Emission Cathodes
408(8)
Other Cathodes
416(5)
Integrating Advanced Cathodes into Electron Guns
421(9)
An Introduction to Electron Gun Design
421(1)
Electron-Gun Simulation Issues
422(1)
Predicting Space-Charge Limits on Emission
423(4)
Electron Gun Designs
427(3)
Summary and Future Directions
430(15)
Acknowledgments
431(1)
References
431(14)
How to Achieve Linear Amplification
445(62)
Kenneth E. Kreischer
John H. Booske
John E. Scharer
John G. Wohlbier
Daniel M. Goebel
Aarti Singh
Xiaodong Chen
Peter A. Lindsay
Introduction
445(3)
Characterizing Linearity
448(7)
Sources of Nonlinearity
448(3)
Characterization of Device Linearity
451(4)
Theoretical Principles
455(11)
Modeling
455(4)
Harmonic and Intermodulation Distortion
459(2)
AM/AM and AM/PM Distortion
461(4)
Nonlinear Klystron Theories
465(1)
System Requirements
466(6)
Digital Communication
467(4)
Radar
471(1)
Broadcasting
472(1)
Designing for Linearity
472(11)
TWT Design for Communication Applications
473(7)
Modeling at NRL
480(2)
Power-Combining of TWTs
482(1)
Active Techniques
483(14)
Predistortion
483(4)
Signal Injection
487(5)
Voltage Feedback
492(2)
Linear Amplification Using Nonlinear Components (LINC)
494(3)
Chaotic Transmitters
497(3)
Summary
500(7)
Acknowledgments
501(1)
References
501(6)
Computational Modeling
507(80)
Lars D. Ludeking
Thomas M. Antonsen, Jr.
Robert J. Barker
Carol L. Kory
Baruch Levush
Anthony T. Lin
Alfred A. Mondelli
John J. Petillo
David N. Smithe
Introduction: The Role of Simulation in MVE Design Process
507(2)
The Fundamental Equations
509(13)
Extrinsic Formulations with Discrete Time and Discrete Space
511(2)
Simple Field Boundary Conditions and Material Properties
513(1)
Impedance Boundary Condition
513(2)
Extrinsic Energy and Poynting's Theorem in Finite-Difference Form
515(2)
Directional Splitting of Poynting Flux in 3-D
517(2)
Discrete Representation of Particles
519(1)
Statistical Control for Collision Events
520(1)
Closing the Loop: Charge-Conserving Current Algorithm
521(1)
Advanced Algorithms for Finite-Difference PIC
522(5)
Perfect Conductors of Arbitrary Shape
523(1)
The Discontinuity Operators for the Electric and Magnetic Fields
524(1)
Particle Destruction and Creation for Nonconformal Conductors
525(2)
Using FDTD-PIC
527(23)
Modeling of a TWT with MAFIA
528(7)
Modeling of an MBK with MAGIC
535(10)
Modeling the L4717 Amplitron with MAGIC3D
545(5)
Special-Purpose Codes
550(37)
Michelle: A 3-D Gun and Collector Code
550(4)
Other Special-Purpose Codes for CAD of Depressed Collectors
554(3)
Cold-Test and Large-Signal Simulator (CTLSS): A Cold-Test Code
557(6)
Christine-3D: Traveling-Wave Amplifier Code
563(4)
The Mode Expansion Technique PIC (METPIC)
567(9)
Hybrid Simulation Codes Using the Telegraphist's Equations
576(3)
Summary of Special-Purpose Codes
579(1)
References
579(8)
Next-Generation Microwave Structures and Circuits
587(62)
Richard J. Temkin
David K. Abe
Robert J. Barker
Baruch Levush
Gregory S. Nusinovich
John C. Rodgers
Michael Shapiro
Jagadishwar R. Sirigiri
Introduction
587(1)
Photonic Bandgap (PBG) Structures
588(11)
General Theory of Photonic Bandgap Structures with Metal Lattices
590(5)
PBG Resonator Gyrotron Experiment
595(4)
Quasi-Optical Open Structures
599(20)
Quasi-Optical Applications in MVEDs
600(6)
Gyrotron Experiments with Confocal Structures
606(12)
Discussion and Conclusions
618(1)
Multimode Structures for Harmonic and Frequency-Multiplying Gyrotrons
619(8)
Introduction
619(1)
Multimode Resonant Circuits
620(3)
Extended and Clustered Interaction Cavities for Wideband Gyro-Amplifiers
623(3)
Wideband Radial TE01 Mode Launcher for Gyro-TWTs
626(1)
Multiple-Beam Configurations
627(6)
Introduction: History and Motivation
627(1)
Advantages of MBKs
628(1)
RF Structures: Low-Order Mode; High-Order Mode
629(2)
Current Status of MBKs
631(1)
R&D Issues: Cathode Life; Beam Transport; Fabrication Techniques
631(1)
Conclusions
632(1)
Smart, Adaptive MVEDs
633(9)
Origins of the ``Smart Tube'' Concept
633(1)
Basic Elements of a Smart MVED
633(1)
Motivation for Smart MVEDs
634(1)
Smart MVED Experiments To Date
635(7)
Conclusions
642(7)
References
643(6)
Advanced Materials Technologies
649(42)
David K. Abe
Jeffrey P. Calame
Introduction and Overview
649(1)
Applications of Diamond
650(10)
Electromagnetic Windows
652(5)
Electrically Insulating Electrode Supports
657(3)
Applications in Microwave-Absorbing Dielectrics
660(6)
Examples of Lossy Structures
661(3)
Properties of Absorber Materials Relevant to MVEDs
664(1)
Advances in High Thermal Conductivity AIN-Matrix Lossy Composites
665(1)
Cooling Techniques for High-Heat-Flux Metal Structures
666(8)
The Limitations of Conventional Liquid Cooling
667(2)
Cooling Schemes Involving Boiling
669(3)
Porous Metal Cooling
672(2)
Applications of Pyrolytic Graphite
674(5)
Manufacture, Structure, and Properties of Pyrolytic Graphite
674(2)
Pyrolytic Graphite Collector Electrodes
676(2)
Cathode Modulation Grids Fabricated from Pyrolytic Graphite
678(1)
Applications of Rare-Earth Permanent Magnets
679(6)
Advances in Permanent Magnetic Materials
680(1)
Examples of Novel Applications of Rare-Earth Permanent Magnets in Linear Beam MVEDs
681(1)
Rare-Earth Permanent Magnet Structures for Periodically Focused Fields
682(1)
Rare-Earth Permanent Magnet Structures for Constant Fields
683(2)
Conclusions
685(6)
Acknowledgments
685(1)
References
685(6)
High-Power Microwave Sources
691(40)
Don Shiffler
Tony K. Statom
Thomas W. Hussey
Otto Zhou
Peter Mardahl
Introduction
691(1)
Motivation and Background
692(4)
HPM Cathodes
696(16)
Early HPM Field Emission Cathodes
698(1)
Cesium-Iodide-Coated Cathodes
699(5)
Carbon Nanotube (CNT) Cathodes
704(6)
Ferroelectric Cathodes
710(2)
HPM Anodes
712(5)
HPM Anode Physics
712(3)
Initial HPM Anode Experimental Results
715(2)
The Future for HPM Anodes
717(1)
Virtual Prototyping
717(9)
ICEPIC Overview
717(2)
ICEPIC Application: MILO
719(3)
ICEPIC Application: Michigan Relativistic Magnetron
722(3)
ICEPIC Application: Gyrotron Interaction Cavity
725(1)
Conclusions
726(5)
References
727(4)
Affordable Manufacturing
731(34)
Neville C. Luhmann, Jr.
George Caryotakis
Gun-Sik Park
Robert M. Phillips
Glenn P. Scheitrum
Introduction
731(2)
Mass Production of Magnetrons for Microwave Ovens
733(4)
Automated Manufacturing of High-Power MVEDs
737(5)
Value Engineering Applied to TWTs
742(11)
The Origins of Value Engineering
742(1)
Value Engineering Applied to Low-Cost TWTs
743(10)
DOD Manufacturing Technology (ManTech) Efforts
753(8)
Ceramic Metalization
754(1)
Coupled-Cavity TWT Manufacturing Improvement
755(4)
Supply-Chain Viability for the U.S. MVED Industry
759(2)
Conclusions
761(4)
Acknowledgments
761(1)
References
761(4)
Emerging Applications and Future Possibilities
765(56)
Victor L. Granatstein
Gregory S. Nusinovich
Robert J. Barker
Mary Anne Kodis
David R. Whaley
John H. Booske
Lars D. Ludeking
Yuval Carmel
Bruce G. Danly
Amarjit Singh
Richard J. Temkin
Introduction
765(8)
Increasing MVED Power
767(1)
Increasing MVED Frequency
768(2)
Higher MVED Beam Perveance
770(1)
Compact MVEDs
771(1)
Optimizing MVED Performance
772(1)
Overview of the Chapter
772(1)
Emerging Applications
773(12)
Radar
773(2)
Accelerators
775(1)
Controlled Thermonuclear Fusion
776(2)
Deep Space Communications
778(5)
Microwave-Assisted Plasma Chemistry
783(2)
Selected Highlights of Current MVED Research
785(4)
Micro-MVEDs
785(2)
Multiple-Beam MVEDs
787(1)
Overmoded MVEDs
788(1)
Selected Highlights of Current Supporting Technologies Research
789(10)
Microfabrication/MEMS
789(4)
Automated Design Using Codes
793(2)
Multistage Depressed Collectors
795(2)
Advanced Ceramics with Tailored Properties
797(2)
Areas for Increased Emphasis in MVED Research
799(22)
Microfabricated MEVDs and MEMS
799(2)
FEA Cathodes for High-Power MVEDs
801(2)
Controlled Chaos in MVEDs
803(10)
Acknowledgments
813(1)
References
813(8)
APPENDICES
3-A The Mathcad Small-Signal Code for Klystron Design
3-B The ``AJ-Disk'' 1-D Large-Signal Code for Klystron Design
3-C MRC's Magic Code Samples for Klystron Design
3-D Relativistic Corrections for Klystron Parameters
3-E Design of the SLAC ``XP-3'' Extended Interaction Klystron
3-F Design of the SLAC ``B-Factory'' Klystron
3-G Determination of Klystron Coupling Coefficients, R/Q, Beam Loading, and Stability Using Superfish and Mathcad Codes
4-A Reprint of Article to be published in IEEE Transactions on Plasma Science (2004). J. H. Booske, M. C. Converse, C. L. Kory, C. T. Chevalier, D. A. Gallagher, K. E. Kreischer, V. O. Heinen, and S. Bhattacharjee, ``Accurate Parametric Modeling of Folded Waveguide Circuits for Millimeter-Wave Traveling Wave Tubes''
4-B Reprint of Article by accepted for Publication in the IEEE Transactions on Plasma Science (2004). J. H. Booske and M. C. Converse, ``Insights from One-Dimensional Linearized Pierce Theory about Wideband Traveling-Wave Tubes with High Space Charge''
6-A Full Reprints of Two Classic Articles by J. Rodney M. Vaughan Regarding Magnetrons: ``A Model for Calculation of Magnetron Performance,'' IEEE Transactions Electron Devices, ED-20 (9), 818--826 (1973) and ``Discussion of Incorrect Equations in a Model for Calculation of Magnetron Performance,'' IEEE Transactions on Electron Devices, ED-21 (1) 131 (1974)
9-A The Equations that Make Up the Lagrangian TWT Model
9-B The Equations that Make Up the S-Muse Model
9-C An Overview of TWT Power-Combining
9-D Considerations for Communications TWTS
9-E List of Chaos-Based Optical Communications Publications
Index 821
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