Why I Wrote This Book | |
Acknowledgments | |
Introduction | |
My NASD Arbitration from Start to Finish | |
Sweating Bullets | |
24: The Day That Almost Never Ended | |
Expert Witness Unmasked: An Offer to Settle-I Finally Get to Testify | |
Cross-Examination-It Was War | |
Closing Arguments-And a Decision | |
Five Black-Belt Principles to Protect and Grow Your Financial Services Practice | |
The Cycle of Life | |
To Protect and Grow | |
Humility: The White-Belt Attitude | |
Integrity: Look in the Mirror | |
Duality: Yin and Yang | |
Awareness: The Third Eye | |
Dedication: Kaizen | |
How to Prevail in an NASD Arbitration Hearing | |
What's the Cost? | |
Case Studies | |
The Lawyer's Perspective: How to Prepare and Try an NASD Arbitration Case-by James W.Weller, Esq | |
How to Prepare for NASD Arbitration | |
Preparing to Testify and Managing Your Case to Conclusion | |
Appendices | |
NASD Arbitration Case Flow | |
NASD Arbitration Trends | |
Errors-and-Omissions Insurance | |
Technology Tools | |
Index | |
About the Authors | |
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