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9780890898901

Licensing Intellectual Property In The Information Age

by ; ; ; ; ;
  • ISBN13:

    9780890898901

  • ISBN10:

    0890898901

  • Edition: 2nd
  • Format: Paperback
  • Copyright: 2005-08-01
  • Publisher: Carolina Academic Press
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Table of Contents

Preface to the Second Edition xvii
Preface to the First Edition xix
Acknowledgments xxi
What is Licensing?
3(20)
Introduction: The Importance of Licensing
3(2)
Intellectual Property: An Odd Form of ``Property'' Indeed
5(3)
Transactions in Intellectual Property: Sales, Licenses, and Mortgages
8(2)
The Dilemma of Licensing
10(2)
Peeling the Onion of Licensing: A License's ``Scope''
12(2)
Strategic and Business Considerations
14(9)
Notes & Questions
18(5)
Overview of Intellectual Property Law
23(74)
Introduction
23(1)
Comparison of Patents, Trademarks, Copyrights, and Trade Secrets
23(4)
Derivation of Rights
23(1)
Protectible Subject Matter
24(1)
Criteria for Protection
24(1)
Creation of Rights
25(1)
Duration of Rights
25(1)
Test for Infringement
26(1)
Patents
27(22)
Port, Foreword: Symposium on Intellectual Property Law
27(2)
Graham v. John Deere
29(5)
Diamond v. Chakrabarty
34(4)
State Street Bank & Trust Co. v. Signature Financial Group, Inc.
38(6)
Notes on Patents
44(5)
Copyrights
49(31)
Port, Foreword: Symposium on Intellectual Property Law
49(3)
Baker v. Selden
52(3)
Feist Publications, Inc. v. Rural Telephone Service Co., Inc.
55(11)
Notes on Copyrights
66(1)
Metro-Goldwyn-Mayer Studios, Inc. v. Grokster Ltd.
67(9)
Notes and Questions on Grokster
76(1)
Notes on the Digital Millennium Copyright Act
77(1)
Other Notes & Questions
78(2)
Trademarks
80(17)
Port, Foreword: Symposium on Intellectual Property Law
80(2)
Trade-Mark Cases: United States v. Steffens; United States v. Wittemann; United States v. Johnson
82(2)
Abercrombie & Fitch Company v. Hunting World, Incorporated
84(2)
Qualitex Co. v. Jacobson Products Co., Inc.
86(3)
Wal-Mart Stores, Inc., v. Samara Brothers, Inc.
89(4)
Notes on Trademarks
93(4)
Intellectual Property Audits
97(28)
Importance of an Audit
97(1)
Mapping Intellectual Properties
98(10)
Smith and Parr, Intellectual Property --- Licensing and Joint Venture Profit Strategies
99(8)
Sonsini, Barclay, and Berger, Maneuvering Through M & A
107(1)
The Role of Audits in Corporate Strategy
108(9)
Simensky and Bryer, The New Role of Intellectual Property in Commercial Transactions
108(2)
Whale, Internal IP Audits Reveal Overlooked Possibilities: Audits Can Help Corporations Identify Which Inventions Would Be Most Profitable to Patent
110(3)
Spelman and Moss, The Intellectual Property Inventory: Why Do It?
113(4)
Results of the Audit
117(8)
Hayes, Acquiring and Protecting Technology: The Intellectual Property Audit
117(2)
Notes & Questions
119(3)
Intellectual Property Due Diligence Checklist
122(3)
Negotiating the License
125(56)
Introduction
125(1)
The Parties
126(1)
Licensors
126(1)
Licensees
127(1)
The Structure and Elements of a Deal
127(35)
A Technology or Trademark Attracts Potential Licensees
127(1)
The Non-Disclosure Agreement
128(2)
Ole K. Nilssen v. Motorola, Inc.
130(11)
Bell Helicopter Textron, Inc. v. Tridair Helicopters, Inc.
141(2)
Interests and Bargaining Positions
143(1)
Fisher and Ury, Getting to Yes
144(3)
Respess, Strategies for Exploiting Property Rights in Technology
147(2)
Due Diligence
149(1)
An Agreement Emerges As Key Terms Are Negotiated
150(1)
Contractor, Licensing in International Strategy: A Guide for Planning and Negotiations
150(3)
The Most Basic Terms of a License: The ``Scope'' of the License
153(8)
The Final Agreement Is Drafted and Signed
161(1)
Transfer of Technology and Technical Assistance
161(1)
Monitoring
162(1)
Licensing in More Complex Arrangements
162(6)
Killingsworth, Form, Function, and Fairness: Structuring the Technology Joint Venture
162(3)
Contractor, Licensing in International Strategy: A Guide for Planning and Negotiations
165(1)
Parr and Smith, Quantitative Methods of Valuing Intellectual Property
166(2)
Government License Rights Regulations and Proprietary Technical Data and Software
168(13)
Licensing Proprietary Non-Commercial Software to the USG
168(1)
Licensing Commercial Software to the Government
169(2)
Providing Technical Data to the Government with Limited Rights
171(1)
Notes & Questions
171(10)
Valuation of Intellectual Property
181(60)
Introduction
181(8)
Valuation of Assets: The Basics
181(8)
Valuation Methodologies
189(18)
Hagelin, A New Method To Value Intellectual Property
190(13)
Megantz, How to License Technology
203(4)
Valuing Early Stage Technologies
207(6)
University Research as a Source of Licensable Technology
207(1)
Perchorowicz, Appraising Inventions: The Key to Technology Management
207(6)
Valuation of Trademarks
213(1)
Parr and Smith, Quantitative Methods of Valuing Intellectual Property
213(1)
Judicial Valuation
214(27)
Lost Profits
215(1)
Panduit Corp. v. Stahlin Bros. Fibre Works
215(1)
Reasonable Royalty
215(1)
Georgia-Pacific Corp. v. United States Plywood Corp.
215(6)
Georgia-Pacific Corporation v. U.S. Plywood-Champion Papers, Inc.
221(1)
Hughes Aircraft Company v. The United States
222(4)
Minco, Inc. v. Combustion Engineering, Inc.
226(2)
Notes & Questions
228(5)
Appendix A
233(3)
Appendix B
236(5)
Copyright: Multimedia and Entertainment Licensing
241(46)
Introduction
241(14)
Multimedia Licensing: The Basics
241(11)
Kennedy, Evolution of the Multimedia Species Developers Eager for Easy Access to Other People's Product May Interact Differently Once They Become Owners
252(3)
Problems in Licensing Multimedia
255(12)
Yates, Negotiating Multimedia Agreements: Issues Associated With Acquiring Multiple Rights From Multiple Parties
255(7)
Notes & Questions
262(5)
Licensing ``Publicity'' in Multimedia Settings
267(2)
Weingart, Licensing Celebrity Rights of Publicity in Multimedia Products
267(2)
Title Searches and Licenses
269(18)
Smallson, Searching for the Right Stuff
269(5)
Notes and Questions
274(8)
Appendix C: Sources for Licensing Releases
282(5)
Key Provisions in License Agreements and Special Types of License Agreements
287(46)
Introduction
287(1)
Key Provisions
287(26)
Heading
288(1)
Recitals
288(1)
Definitions
289(3)
Grant Clause
292(2)
Forms of Consideration
294(2)
Delivery of Tangible Property
296(1)
Improvements
296(1)
Most Favored Licensee
297(1)
Right to Inspect and Audit Books and Records
297(2)
Representations and Warranties
299(1)
Confidentiality
299(2)
Indemnification
301(1)
Quality Control (Trademark)
302(1)
Exploitation by Licensee
303(1)
Third Party Infringement, Standing to Sue, and Control of Litigation
304(1)
Term, Termination and Post-Termination Rights and Obligations
305(2)
``Not So Boilerplate'' Provisions
307(2)
Dettmann and Stanchfield, Will Intellectual Property Rights Survive a Merger?
309(3)
General Provisions
312(1)
Strategic Alliances and Special Considerations
313(20)
Moore, Joint Ownership of Intellectual Property Issues and Approaches in Strategic Alliances
314(12)
Tasman, Addressing Intellectual Property Ownership When Drafting Joint Development Agreements
326(3)
Notes and Questions
329(4)
Contract Law Issues in Intellectual Property Licensing
333(92)
Introduction
333(1)
Scope of Exclusive Licenses and Standing to Sue
333(5)
Western Electric Co., Inc. v. Pacent Reproducer Corp.
333(3)
License Agreement at Issue in Western Electric Co., Inc. v. Pacent Reproducer Corp.
336(1)
Notes
337(1)
Implied Licenses
338(17)
De Forest Radio Telephone & Telegraph Co. v. United States
338(3)
Swope, Implied License: An Emerging Threat to Contributory Infringement Protection
341(6)
Joslyn, The Impact of the Patent Exhaustion and Implied License Doctrines on License Negotiations
347(2)
Bregenzer, ``Have Made'' Rights---A Trap for the Unwary
349(3)
Notes
352(3)
Shrink-Wrap and Click-Wrap Licenses
355(42)
The Validity of Shrink-Wrap and Click-Wrap Licenses
356(1)
ProCD, Inc. v. Zeidenberg
356(7)
Hill v. Gateway 2000, Inc.
363(3)
Specht v. Netscape Communications Corp.
366(9)
Notes and Questions
375(1)
Approaches to Making Online Licenses Enforceable
376(1)
Uniform Electronic Transactions Act
376(4)
Notes and Questions on UETA and Other Statutes
380(7)
License Agreement Prohibitions and Preemption
387(1)
Bowers v. Baystate Technologies, Inc.
387(8)
Notes and Questions
395(2)
Other Issues in Online Contracting
397(3)
Hood and Foster, Online Contracting
397(3)
The Open Code Movement
400(25)
Horne, Open Source Software Licensing: Using Copyright Law to Encourage Free Use
400(10)
Wright, Linux Users Risk Infringement
410(9)
Moglen, Enforcing the GNU GPL
419(3)
Notes & Questions
422(3)
Antitrust and Misuse Issues in Licensing
425(142)
Introduction
425(2)
A ``Drinking from a Fire Hose'' Introduction to Antitrust
427(5)
The Fundamentals of Modern Antitrust: Per Se Illegality and the Rule of Reason
432(21)
The Antitrust Laws
432(1)
United States v. Socony-Vacuum Oil Co.
433(9)
Continental T.V., Inc. v. GTE Sylvania Inc.
442(9)
Notes & Questions on Per Se Illegality and the Rule of Reason
451(2)
The Evolution of Antitrust Law and Licensing
453(20)
State Oil Co. v. Khan
453(7)
Notes on Khan and the Evolution of Antitrust Law
460(1)
United States v. Topco Associates, Inc.
461(9)
Notes on Topco, Antitrust Arithmetic, and the Antitrust Rules Matrix
470(3)
Licensing Restrictions and Antitrust Guidelines
473(28)
Gotts and Fogt, Clinton Administration Expresses More Than Intellectual Curiosity in Antitrust Issues Raised by Intellectual Property Licensing
473(7)
Antitrust Guidelines of the Department of Justice and Federal Trade Commission; Antitrust Guidelines for the Licensing of Intellectual Property
480(19)
Notes and Questions on the 1995 Guidelines
499(2)
Copyright and Other Misuse
501(16)
Lasercomb America, Inc. v. Reynolds
502(8)
Notes and Questions on Misuse
510(4)
Notes on Antitrust and Misuse Generally
514(3)
Sherman Act § 2 and the Microsoft Litigation
517(50)
United States v. Microsoft Corp.
518(36)
The D.C. Circuit's Decision in Microsoft III: More Questions than Answers
554(13)
License Litigation and Trends in Judicial Enforcement
567(64)
Introduction
567(1)
Estoppel
567(13)
Patent Licensee Estoppel
567(1)
Lear, Inc. v. Adkins
567(5)
Patent Assignor Estoppel
572(1)
Diamond Scientific Co. v. Ambico, Inc.
572(4)
Trademark Licensee Estoppel
576(1)
Seven-Up Bottling Co. v. The Seven-Up Co.
576(2)
Deer Park Spring Water, Inc. v. Appalachian Mountain Spring Water Co.
578(1)
Copyright Licensee Estoppel
579(1)
Twin Books Corp. v. The Walt Disney Co.
579(1)
Patent Misuse and Hybrid Licenses
580(10)
Brulotte v. Thys Co.
580(2)
Aronson v. Quick Point Pencil Co.
582(4)
Scheiber v. Dolby Laboratories, Inc., and Dolby Laboratories Licensing Corp.
586(3)
Notes
589(1)
Enforcing License Agreements
590(41)
Third Party Rights
590(1)
Rhone-Poulenc Agro, S.A. v. DeKalb Genetics Corp., v. Monsanto Co.
590(4)
PPG Industries, Inc., v. Guardian Industries Corp.
594(6)
Verson Corp. v. Verson International Group PLC
600(6)
Notes
606(1)
Remedies
607(1)
Burlington Indus. v. Solutia, Inc.
607(2)
Sun Microsystems, Inc. v. Microsoft Corp.
609(4)
Notes & Questions
613(2)
Governing Law
615(1)
Texas Instruments, Inc., v. Tessera, Inc., and U.S. International Trade Commission
615(5)
Notes & Questions
620(1)
Most Favored Licensee
620(1)
Studiengesellschaft Kohle, M.B.H., v. Hercules, Inc., Himont U.S.A., and Himont, Inc.
620(5)
Enforcing Arbitration Clauses
625(1)
Microchip Technology, Inc. v. U.S. Phillips Corp. and Phillips Electronics North America Corp.
625(4)
Notes
629(2)
International Aspects of Licensing
631(18)
Introduction
631(18)
Peery, International Considerations in Licensing
631(3)
Motta, Special Concerns When Drafting International Licensing Agreements
634(2)
Ulin, Contract Concerns in International License Agreements
636(6)
Notes & Questions
642(7)
Tax Implications in Licensing Intellectual Property
649(70)
Introduction
649(1)
Substantial Rights
649(42)
Field of Use Limitations
650(1)
Fawick v. Commissioner of Internal Revenue
650(8)
Mros v. Commissioner of Internal Revenue
658(4)
In the University Setting
662(1)
IRS Technical Advice Memorandum
662(4)
Licensor in Control
666(1)
Eickmeyer v. Commissioner of Internal Revenue
666(4)
Territorial Limitations
670(1)
Kueneman v. Commissioner of Internal Revenue
670(5)
Retained Right to Income
675(1)
Kirby v. United States
675(4)
Application of Tax Rules in Technology Transfers
679(1)
Blatt, Federal Taxation of Software Technology Transfers (Part I)
679(7)
Blatt, Federal Taxation of Software Technology Transfers (Part II)
686(5)
Intellectual Property Holding Companies
691(28)
Introduction
691(3)
Federal Tax Implications
694(1)
State Tax Implications
695(1)
Desmond and Cornwell, The Intangible Holding Company: Effectively Managing Intangible Property
695(3)
Conclusion
698(1)
Recent Judicial Activity
699(1)
The Sherwin-Williams Company v. Commissioner of Revenue
699(13)
Giuliani and Nathanson, Massachusetts Legislature Paints Over Sherwin-Williams, Modifies State Tax Treatment of IP Holding Companies
712(4)
Notes & Questions
716(3)
Bankruptcy and Security Interests in Licensing
719(54)
Introduction
719(1)
Are License Agreements Executory Contracts?
720(4)
Lubrizol Enterprises, Inc. v. Richmond Metal Finishers, Inc.
720(4)
Post-Lubrizol Legislative Developments
724(3)
Chertok, Structuring License Agreements with Companies in Financial Difficulty Section 365(n)---Divining Rod or Obstacle Course?
724(3)
Judicial Interpretation of Section 365(n)
727(3)
In Re Prize Frize Inc.
727(3)
Effect of IPBPA on Licensing Intellectual Property
730(4)
Giaccio, The Effect of Bankruptcy on the Licensing of Intellectual Property Rights
730(4)
Unexpected Judicial Results
734(7)
Institut Pasteur v. Cambridge Biotech Corp.
734(5)
In re Catapult Entertainment, Inc., v. Catapult Entertainment, Inc.
739(2)
Strategies for Protecting Clients in Potential Bankruptcy Settings
741(2)
Kupetz, Intellectual Property Issues in Chapter 11 Bankruptcy Reorganization Cases
741(2)
Perfecting Security Interests in Intellectual Property
743(30)
Perfecting Security Interests in Copyrights
743(1)
In re Peregrine Entertainment, Ltd.
743(7)
Perfecting Security Interests in Trademarks
750(1)
In re 199Z, Inc.
750(3)
Perfecting Security Interests in Patents
753(1)
In re Cybernetic Services, Inc.
753(11)
Notes & Questions
764(9)
Biotechnology Licensing
773(56)
Introduction
773(3)
On the Frontiers of Science and Patent Law
776(9)
Long, Re-Engineering Patent Law: The Challenge of New Technologies
776(4)
McBride, Bioinformatics and Intellectual Property Protection
780(5)
The Regime for Licensing Federally Sponsored Research
785(8)
The Bayh-Dole Act
785(1)
``March-in'' Rights and Compulsory Licensing
786(1)
Determination in the Case of Petition of CellPro, Inc.
787(5)
Notes & Questions
792(1)
Novel Licensing Solutions in the Public Interest---Embryonic Stem Cells
793(4)
Miller, A Call to Legal Arms: Bringing Embryonic Stem Cells Therapies to Market
794(3)
Patenting and Licensing Tangible Biological Materials
797(11)
Moore v. Regents of the University of California
798(7)
Notes & Questions
805(3)
Tangible Biological Materials as Tools of Invention
808(3)
Sharing Biomedical Research Resources: Principles and Guidelines for Recipients of NIH Research Grants and Contracts
809(2)
Limiting Exclusive Licenses to Appropriate Field of Use
811(12)
University of Rochester v. G.D. Searle & Co., Inc.
812(10)
Notes & Questions
822(1)
Modulating Injunctive Relief
823(6)
City of Milwaukee v. Activated Sludge, Inc.
823(3)
Notes & Questions
826(3)
Table of Cases 829(12)
Index 841

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