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9780761933281

Methods for Development Work and Research : A New Guide for Practitioners

by
  • ISBN13:

    9780761933281

  • ISBN10:

    076193328X

  • Edition: 2nd
  • Format: Paperback
  • Copyright: 2005-03-24
  • Publisher: Sage Publications Pvt. Ltd

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Summary

Praise for the First Edition:"It is a guide of vital importance to researchers, trainers and extension workers, especially those collaborating with communities in developing countries." - European Journal of Development Research"There is much of value here that even experienced development workers might learn from'¦. Mikkelsen offers many insights that would be valuable to any economist undertaking field work in development." - The Australian Journal of Agricultural Economics"An enthusiastic, vibrant supplement to methodology texts'¦. The formulation is concise, comprehensive, yet substantial." - Business Line"Development researchers will be grateful to Mikkelsen for her laudable job in competently assessing their needs'¦. She provides an overview of the traditional and the new techniques and tools for field study." - Deccan HeraldThis is the completely revised version of the highly successful textbook first published in 1995. This edition incorporates new lessons learned regarding the merits and pitfalls of development work, including particpatory methods and participatory development in practice.Key Features Outlines significant trends in international development co-operation with reference to change and continuity Incorporates critical perspectives on participation to allow practitioners to reflect on the theoretical as well as the practical and ethical implications of their work Provides examples of participatory methods in use particularly in macro-policy, budgeting and poverty reduction strategies Offers guidance on how to analyze qualitative data using indicators and IT tools Highlights the gender perspective in development work; elaborates on a rights-based approach to development which is currently replacing the conventional needs-based approach Focuses in greater detail on monitoring and evaluation; elaborates on ethics, methods and development interventions Addresses the important question of the problems of encountering 'other' culturesBased on feedback received in response to the First Edition and also the author's hands-on experience, this revised version continues to offer valuable and practical guidance combined with critical reflection on methods for development work and research.Dr Britha Mikkelsen is a senior social science and research specialist with COWI, Denmark, with wide experience in conceptualizing, conducting and coordinating project and program evaluations and impact studies.

Table of Contents

List of Boxes 10(4)
List of Figures 14(1)
List of Abbreviations 15(4)
Preface to the Second Edition 19(3)
Preface to the First Edition 22(2)
Acknowledgements 24(3)
1 CONTEXT AND Focus OF THE GUIDE 27(26)
1.1 Issues and Approaches in Current Development Cooperation
27(8)
1.1.1 Introduction
27(2)
1.1.2 Development Cooperation in a Globalizing World-Continuity and Change
29(2)
1.1.3 Practice, Process and Knowledge in Development Studies
31(4)
1.2 Dialogue, Problem Identification and Planning Cycle
35(11)
1.2.1 Problem Identification in Dialogue
35(3)
1.2.2 The Planning Cycle and Objectives-oriented Planning
38(2)
1.2.3 Problem Analysis in the Logical Framework Approach
40(6)
1.3 Target Groups, Readership and Terminology
46(7)
1.3.1 Target Groups
46(1)
1.3.2 Related Publications
47(1)
1.3.3 Terminology
48(2)
1.3.4 Outline of the Book
50(3)
2 PARTICIPATION IN DEVELOPMENT-THE CONCEPT AND CRITICAL PERSPECTIVES 53(34)
2.1 Perceptions of Participation
53(9)
2.1.1 Participation-A Contested Concept
53(2)
2.1.2 Participation in Development-The New Mainstream 'Paradigm'?
55(1)
2.1.3 Perspectives Over Time of Participation in Development Cooperation
56(2)
2.1.4 Different Strategies and Interests in Participation
58(4)
2.2 Participatory Methods, Techniques and Tools
62(7)
2.2.1 Multiple Terminology and Sources
62(1)
2.2.2 'Catalogue' of Participatory PRA Methods
63(2)
2.2.3 Classification and Typologies of Participatory Methods
65(4)
2.3 Considerations for Using Participatory Methods
69(6)
2.3.1 Overall Principles
69(1)
2.3.2 Gender Sensitivity in Application of Participatory Methods
70(2)
2.3.3 Stakeholder Participation and Practitioner Capabilities
72(3)
2.4 Critical Perspectives on Participation
75(12)
2.4.1 Positions in the Critiques of Participation in Development
75(5)
2.4.2 Methodological Concerns and 'Tyranny of Tools'
80(4)
2.4.3 A Changing Participation Agenda?
84(3)
3 PARTICIPATORY METHODS IN USE 87(37)
3.1 Illustrations of Selected Participatory Methods
87(23)
3.1.1 Elaboration of the 'Catalogue' of PRA Methods
87(11)
3.1.2 Ranking and Scoring Techniques
98(6)
3.1.3 Wealth Ranking and Social Mapping
104(6)
3.2 Spreading Uses of Participatory Methods
110(8)
3.2.1 Policy Planning-Deliberative Democracy and Inclusionary Processes
111(2)
3.2.2 Decentralization Reforms-Negotiated Partnerships
113(2)
3.2.3 Poverty Reduction Strategy Papers, PRSP, and Processes
115(3)
3.3 Topical Applications of Participatory Methods
118(6)
3.3.1 Participatory Budgeting and Budget Analysis
118(2)
3.3.2 Participatory Forest Management and Economic Analysis
120(1)
3.3.3 Technology Assessment
121(1)
3.3.4 Advocacy
122(2)
4 DIFFERENT TYPES OF DEVELOPMENT STUDIES-PURPOSE, METHODS AND DESIGN 124(32)
4.1 Types and Forms of Development Studies
124(7)
4.1.1 Characteristics of Different Types of Studies
124(3)
4.1.2 Different Objectives, Normative Aspects and Hidden Assumptions
127(1)
4.1.3 Forms of Studies and Typical Research Questions
128(3)
4.2 Research Purpose, Goals and Focus
131(8)
4.2.1 Research Purpose and Application
131(4)
4.2.2 Research Goals and Focus
135(2)
4.2.3 Is There a Development Research-Development Work Continuum?
137(2)
4.3 Research Methods and Possible Combinations
139(9)
4.3.1 Research Methods
139(2)
4.3.2 Quantitative and Qualitative Style Research
141(5)
4.3.3 Interdisciplinary Perspectives
146(2)
4.4 Research Process and Research Plan
148(8)
4.4.1 Basic Elements in the Research Process
148(1)
4.4.2 Methodological and Logic Considerations in the Research Process
149(3)
4.4.3 Designing a Research Plan
152(4)
5 DATA CONSTRUCTION AND ANALYSIS OF QUALITATIVE DATA 156(43)
5.1 Theory Based Data Generation and Analysis
156(12)
5.1.1 Theoretical Frameworks
156(3)
5.1.2 Data Selection, Construction and Analysis
159(2)
5.1.3 Using Indicators
161(7)
5.2 Analysis of Qualitative Data
168(24)
5.2.1 Data and Data Analysis
168(1)
5.2.2 Interviews-A Key Source of Data
169(11)
5.2.3 Analysis and Interpretation of Interview-based Data
180(5)
5.2.4 Other Sources of Qualitative Data-Text Analysis and IT Tools
185(7)
5.3 Standards of Quality for Qualitative Research
192(7)
5.3.1 Sampling, Biases, Reliability and Validation
192(4)
5.3.2 Criteria for Good Practice
196(3)
6 SELECTED DEVELOPMENT ISSUES AND APPROACHES 199(64)
6.1 A Rights-based Approach to Development
199(18)
6.1.1 The Principles and Concepts of Human Rights
201(2)
6.1.2 Towards Operationalization of a Human Rights Approach
203(10)
6.1.3 Challenges of Implementing a Rights-based Approach
213(2)
6.1.4 Human Rights, Freedom and Poverty Reduction
215(2)
6.2 Poverty Reduction-Evolving Agenda and Poverty Analysis
217(14)
6.2.1 Evolving Approaches-Rights-based, Millennium Goals and PRSPs
217(7)
6.2.2 Poverty Measures and Analysis
224(4)
6.2.3 Indicators of Poverty and Prosperity-Monitoring and Evaluation
228(3)
6.3 Women in Development and Gender Perspectives
231(13)
6.3.1 From WID to Gender-Mainstreaming Gender Equality
231(3)
6.3.2 Gender Analysis and Approaches to Gender Mainstreaming
234(5)
6.3.3 Gender-sensitive Indicators, Poverty and Power
239(2)
6.3.4 Contesting Perspectives-Mainstreaming and Women's Empowerment
241(3)
6.4 Innovative Approaches-Appreciative Inquiry; Social Capital Assessment; Geomatics
244(19)
6.4.1 Appreciative Inquiry
245(3)
6.4.2 Social Capital Assessment Tool (SOCAT)
248(4)
6.4.3 Geomatics-Space-related Information-Tools for Empowerment?
252(11)
7 MONITORING AND EVALUATION 263(62)
7.1 Monitoring and Evaluation-For Accountability and Learning
263(6)
7.1.1 Definitions of Monitoring and Evaluation
263(5)
7.1.2 Learning from Change
268(1)
7.2 Aid Evaluation, Basic Evaluation Designs and Primary Uses of Evaluation Findings
269(11)
7.2.1 Types of Aid Evaluation
269(2)
7.2.2 Basic Evaluation Designs and Baseline Data
271(2)
7.2.3 Primary Uses and Users of Evaluation Findings
273(3)
7.2.4 Evaluator Roles-Professional Evaluators
276(1)
7.2.5 Case 1: Thematic Evaluation of Participation and Empowerment
277(1)
7.2.6 Case 2: Participatory Evaluation of Business Sector Support Programme, Tanzania
278(2)
7.3 Participatory Monitoring and Evaluation
280(24)
7.3.1 Why Participatory Monitoring and Evaluation?
280(3)
7.3.2 Stakeholder Analysis and Beneficiary Assessment
283(4)
7.3.3 Monitoring and Evaluation Methods and Tools
287(2)
7.3.4 Setting up Participatory Monitoring Systems and Evaluation Frameworks
289(3)
7.3.5 Monitoring and Evaluation Indicators
292(3)
7.3.6 Case 3: Ranking by Farmers of Forages
295(2)
7.3.7 Case 4: 'Keep it Simple' The Most Significant Change, MSC, Approach
297(2)
7.3.8 Case 5: M&E of Agricultural Knowledge and Information
299(2)
7.3.9 Case 6: Indicators for Institutional Capacity Building
301(3)
7.4 Impact Monitoring and Evaluation
304(19)
7.4.1 Impact M&E--Rationality, Causality and Attribution
304(1)
7.4.2 Monitoring and Evaluation of Poverty and Well-being Changes
305(5)
7.4.3 Case 7: Evaluation of Poverty Reduction in Danish Development Assistance
310(6)
7.4.4 Case 8: Gender and Poverty Impact Monitoring for the ASPS, Uganda
316(4)
7.4.5 Case 9: Impact Evaluation in an Empowerment Framework
320(3)
7.5 Learning from M&E and Impact Studies
323(2)
8 CONCLUSION ON ETHICS AND INTERVENTIONS 325(21)
8.1 Images of 'the Others'
326(6)
8.1.1 Culture Encounters
326(1)
8.1.2 Central and Peripheral Norms
327(2)
8.1.3 Concepts of Space and Time
329(1)
8.1.4 Women Field Researchers and Field Assistants
330(2)
8.2 Interventions, Interference and Agents of Change
332(7)
8.2.1 Ethics and Development Interventions
332(3)
8.2.2 Ethics of Specific Disciplines
335(2)
8.2.3 Regulations and Codes of Conduct
337(2)
8.3 Dilemmas of Topics and Methods, and Reminders on Conduct
339(7)
8.3.1 Unintended Consequences of Codes of Conduct
339(1)
8.3.2 Ethics and Methods-The Power of Interviewing
340(2)
8.3.3 Ethical Issues of Field Studies
342(1)
8.3.4 Reciprocity
343(3)
Glossary 346(4)
Bibliography 350(16)
Index 366(9)
About the Author 375

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