Preface | p. iii |
Figures | p. xi |
Tables | p. xiii |
Summary | p. xvii |
Acknowledgments | p. xxxiii |
Abbreviations | p. xxxv |
Introduction | p. 1 |
Background | p. 1 |
Objectives of This Report | p. 2 |
Methods | p. 2 |
A Theoretical Perspective on the Implementation Process | p. 4 |
A Linear View of the Welfare Reform Implementation | p. 5 |
A Richer View of Implementation | p. 7 |
Organization of the Document | p. 9 |
Prwora and Calworks: Legislative Provisions and Subsequent Caseload Trends | p. 13 |
Provisions of PRWORA | p. 13 |
Provisions of CalWORKs | p. 15 |
The CalWorks Program Model | p. 18 |
Caseload and Unemployment Trends after PRWORA and CalWORKs | p. 19 |
Implementation of Calworks at Cdss | p. 25 |
CDSS's Role in Issuing CalWORKs Regulations | p. 26 |
How the Regulatory Process Unfolded | p. 26 |
CalWORKs Regulatory Issues | p. 31 |
Federal Regulatory Issues | p. 42 |
The New Administration and "Modified Work-First" | p. 52 |
Reporting Requirements | p. 53 |
What Information CDSS Needs | p. 54 |
Problems with Current County Data Systems | p. 55 |
Current Status of Reporting | p. 59 |
What Is Needed for Program Management | p. 64 |
The CDSS-CWD Relationship and CDSS | p. 65 |
Conclusions | p. 67 |
Funding of Calworks | p. 69 |
Funding Sources and Flows | p. 69 |
Federal Funding for CalWORKs | p. 70 |
State CalWORKs Budget and County Fund Allocations | p. 72 |
Budgeted Spending by CDSS and Counties | p. 77 |
Estimated State-Level Funding Trends | p. 77 |
MOE Compliance | p. 80 |
County Spending | p. 81 |
Subsequent State Funding Decisions | p. 84 |
Discussion | p. 90 |
County Implementation: Organizing for Calworks | p. 91 |
The Growth of Workload Under CalWORKs and the Implications for Capacity | p. 92 |
Intermediate-Term Workload Effects | p. 93 |
Short-Term Workload Effects | p. 97 |
How Counties Dealt with the Increasing Workload | p. 98 |
Prioritizing Tasks | p. 99 |
The Decision to Increase Capacity | p. 100 |
The Strategy of Outsourcing | p. 102 |
Considerations in Making the Outsourcing Decision | p. 102 |
What Was Outsourced to Whom? | p. 107 |
Contracting Process for Outsourcing | p. 108 |
Terms of Outsourcing Contracts | p. 111 |
How Long Did It Take to Outsource? | p. 112 |
The Strategy of Adding Staff | p. 113 |
The Process of Adding Staff | p. 113 |
The Process of Making Staffing Structure Changes | p. 116 |
What Staffing Strategies Did the Counties Choose? | p. 119 |
Labor Relations | p. 125 |
Changing Program Philosophy and Outcomes-Based Management | p. 127 |
Conclusions | p. 132 |
Delivering Calworks at the Street Level | p. 133 |
The CalWORKs Process of Implementation | p. 134 |
A Static View of the Status of Implementation | p. 137 |
Initial Phase: Steps Through the Signing of a WTW Plan | p. 141 |
Describing the Content of the Initial Phase | p. 141 |
The Flow of Participants Through the Initial Phase | p. 145 |
Processing the Existing Caseload | p. 148 |
One Other Exit Route from the Initial Phase: Exemptions and SIPs | p. 157 |
Pure Work-First | p. 157 |
Modified Work-First | p. 158 |
Diversion | p. 161 |
Second Phase--Welfare-to-Work Activities | p. 161 |
Assessment and Development of a WTW Plan | p. 162 |
WTW Activities | p. 164 |
The 18/24-Month Time Limit | p. 168 |
Another Exit Route from the Initial Phase: Noncompliance and Sanction | p. 172 |
Levels of Noncompliance | p. 173 |
Reasons for Noncompliance | p. 174 |
County Home Visit Programs | p. 178 |
Legislative Provisions to Address Noncompliance | p. 181 |
County Responses | p. 181 |
Sanction Rates | p. 185 |
Another Exit Route from the Initial Phase: Employment | p. 188 |
The Need for PES Programs | p. 189 |
The Goals of PES Programs | p. 190 |
County PES Programs | p. 192 |
Conclusions | p. 195 |
Child Care | p. 197 |
Background | p. 197 |
Policy and Legislative Context--Before PRWORA and CalWORKs | p. 197 |
Policy and Legislative Context--After PRWORA and CalWORKs | p. 198 |
Institutional Context | p. 203 |
Funding Context | p. 205 |
State-Level Issues | p. 205 |
Interagency Cooperation in the Three-Stage System | p. 205 |
Parental Choice | p. 207 |
Equity | p. 211 |
Child Care Quality | p. 212 |
The Fair Labor Standards Act | p. 214 |
County Concerns | p. 214 |
The Lack of Local-Level Planning | p. 214 |
Definitions of Stability | p. 215 |
Who Should Staff Child Care? | p. 218 |
Providing Training for CWD Staff in Child Care Needs | p. 219 |
Providing Training for Child Care Providers | p. 220 |
Child Care Availability | p. 221 |
Providing Training Enabling Participants to Become Licensed Providers | p. 222 |
APP and Provider Issues with CalWORKs Clients | p. 225 |
Payment to Providers | p. 226 |
Coordination Between CWDs and APPs | p. 227 |
Concerns About Fraud | p. 228 |
Variation in County Spending on Child Care Services | p. 229 |
Variations in How Counties Organized the Administration of Child Care Funds Across the Three Stages | p. 231 |
Conclusion | p. 235 |
Transportation | p. 237 |
Background | p. 237 |
Policy and Legislative Context--Before PRWORA and CalWORKs | p. 237 |
Policy and Legislative Context--After PRWORA and CalWORKs | p. 238 |
Institutional Context | p. 239 |
Funding Context | p. 240 |
State Implementation | p. 240 |
Implementation | p. 245 |
County Transportation Strategies | p. 246 |
Providing Service to Clients in Remote or Rural Areas | p. 249 |
Conclusion | p. 250 |
Education and Training | p. 251 |
Background | p. 252 |
Policy and Legislative Context--Before PRWORA and CalWORKs | p. 252 |
Policy and Legislative Context--After PRWORA and CalWORKs | p. 254 |
Institutional Context | p. 254 |
Funding Context | p. 256 |
State Concerns | p. 259 |
CDSS Collaboration with EDD | p. 260 |
CDSS Collaboration with Educational Providers | p. 260 |
County Concerns | p. 261 |
Work-First Versus Human-Capital Approaches | p. 262 |
Organization of Agencies at the Local Level | p. 264 |
Duplication of Services | p. 265 |
Coordination | p. 266 |
Complicated Funding Streams and Reporting Requirements | p. 267 |
Low Referral Rates | p. 268 |
Substance Abuse, Mental Illness, and Domestic Abuse Services | p. 271 |
Background | p. 272 |
Policy and Legislative Context--Before PRWORA and CalWORKs | p. 272 |
Policy and Legislative Context--After PRWORA and CalWORKs | p. 272 |
Institutional Context | p. 274 |
Funding Context | p. 275 |
State Concerns | p. 277 |
The Problem of Few Referrals and Lower Than Expected Utilization of Services | p. 277 |
Leadership and Coordination Efforts | p. 281 |
Monitoring Utilization of Services | p. 283 |
Available Treatment Capacity | p. 285 |
Concerns About Spending Allocated Funds | p. 286 |
County Concerns | p. 287 |
The Problem of Few Referrals and Lower Than Expected Utilization of Services | p. 288 |
Variations in County Approaches to Identifying and Referring CalWORKs Participants | p. 293 |
Coordination Between CWD Staff and Behavioral Health and Domestic Violence Services Providers | p. 296 |
Quality of Care Issues | p. 297 |
Child Well-Being and Welfare | p. 301 |
Background | p. 302 |
Policy and Legislative Context | p. 302 |
Institutional Context | p. 304 |
Funding Context | p. 305 |
State Concerns | p. 307 |
Coordination Between CDSS and CPS | p. 307 |
Concern About Funding Sufficiency Using the Block Grant Approach | p. 310 |
Concerns About the Five-Year Time Limit | p. 310 |
County Concerns | p. 310 |
Coordination Between CWD and CPS | p. 311 |
Lack of Reporting on Measures of Child Well-Being | p. 316 |
Stresses on Child Welfare Caused by Work Requirement for Single- and Two-Parent Families | p. 316 |
Child Support As a Replacement for Welfare | p. 318 |
School Attendance and Immunizations | p. 320 |
Issues for Further Consideration | p. 325 |
The Central WTW Path: Issues for Further Consideration | p. 326 |
Combining Eligibility and WTW Operations | p. 327 |
Pace of Implementation Through the Sequence of Activities | p. 330 |
Outcomes-Based Management | p. 333 |
"Pure" Versus "Modified" Work-First Approach | p. 334 |
The Noncompliance and Sanctions Path: Issues for Further Consideration | p. 337 |
The Issue of Noncompliance | p. 337 |
Home Visits | p. 338 |
Sanctions | p. 339 |
The Post-Employment Services Path: Issues for Further Consideration | p. 340 |
Other Services | p. 342 |
Child Care | p. 342 |
Behavioral Health | p. 343 |
Final Thoughts | p. 344 |
Appendix | |
Methods | p. 347 |
Federal Welfare Funding after PRWORA | p. 359 |
Process for Categorizing Counties for Analysis Using WTW 25 Data and County-by-County Analysis | p. 365 |
References | p. 369 |
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